SourcingSourcing

FOUNDATIONS INVESTMENT ADVISORS LLC

C15
CRD 175083·SEC 801-100512·PHOENIX, AZ
AUM
$10.10B
$1B+
Est. Revenue
$101.0M
@ 1% on AUM
Est. EBITDA
$30.3M
@ 30% margin
Est. Deal Value
$242.3M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FOUNDATIONS INVESTMENT ADVISORS LLC
CRD
175083
SEC file #
801-100512
EIN
881450234
DBA names
—

Economics

AUM
$10.10B
AUM band
$1B+
AUM trajectory
'20'26
$804.2M → $10.10B▲ +1156%
Client mix
Individuals Other23,568
Individuals High Net Worth6,047
Corporations25
Pension Profit Sharing Plans23

Operations

Employees (total)
353
Advisory staff (per ADV)
289
Advisory staff (5-yr trend)
'20'26
116 advisors → 289 advisors▲ +149%
Primary office
PHOENIX AZ
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
fiwealth.com

Compliance

Disclosures (firm)
6
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THE BRYON AND KIRSTEN RICE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
THE BRYON AND KIRSTEN RICE
COOKSEY, JOSHUA, RYAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
FIWEALTH.COM
Rdap Domain Creation Date
2015-04-16T22:34:37Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002007082
Edgar Registered
Yes
Edgar Filing Count
11
Edgar First Filing Date
2024-05-16
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001765380-26-000201

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.0642
Soi Zip Pct 200k Plus
0.0086
Soi Zip Returns 200k Plus
120
Soi Zip Total AGI
648,419
Fdic Zip Total Deposits
7,870,413,000
Fdic Zip Branch Count
174
Fdic Zip Top Banks
Bank of America, National Association
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (26)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fidelity3
Edgar Addresses
Mailing
111 N. ORANGE AVENUEORLANDO, FL 32801
Business
111 N. ORANGE AVENUEORLANDO, FL 32801
Edgar EIN
881450234
Edgar Recent Filings
13F-HR2026-05-11 · 0001765380-26-000201
13F-HR2026-02-10 · 0001765380-26-000087
Fdic Zip Branches Raw
Bank One, Arizona, National AssociationPhoenix, AZ
First Interstate Bank of Arizona, National AssociationPhoenix, AZ
Fdic Zip HHI
1833.54
Fdic Zip Top Bank Share Pct
28.25
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-16T22:34:37Z
Rdap Domain Last Changed
2026-05-17T07:14:42Z
Rdap Nameservers
Carlos.ns.cloudflare.comLeanna.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI66,869
Returns4,740
Stub 2
AGI190,624
Returns5,180
Stub 3
AGI135,724
Returns2,250
Soi Zip Total Business Income
25,832
Soi Zip Total Cap Gains
2,710
Soi Zip Total Dividends
556
Soi Zip Total Returns
14,020
Trust Company Affiliate
No

People (53)

53
COOKSEY, JOSHUA, RYAN
IAR · Executive Officer · 2.5%
6563952
Florence, Jarrod, Dale
Executive Officer · 2.5%
7595261
MANN, KYLE, MICHAEL
Executive Officer · 2.5%
4576681
PUGSLEY, MARC, JAMES
Executive Officer · 2.5%
7066314
Benjamin Richard Lewis
IAR
7862384
NICHOLAS A FYNTRILAKIS
IAR
7360997
MAGGIE LOUISE WENZELBURGER
IAR
7232930
JOHN BEARL HARKINS
IAR
7466564
DEREK R HUOT
IAR
7258126
JOSEPH GEORGES BAAKLINI
IAR
7141674
Lance Gilman
IAR
6599419
KEITH J SPENGEL
IAR
5841114
EDWARD FRIEDEL KINSEY
IAR
5530998
GARRY LEE PAKOZDY
IAR
6113109
MICHELINE A DAGHER
IAR
6521770
MARCIA LYNN BERNSTEIN
IAR
6462621
RICHARD M ROETHEL
IAR
6250300
GEORGE VINCENT SALJIAN
IAR
1449132
Austin James Porchelli
IAR
7226292
Christopher Arnold Owens
IAR
7665161
JULIA SKY KING
IAR
4427608
Wesley Hutchins Thoms
IAR
7797367
Jeffrey D Stegge
IAR
7759925
JOSEPH M UNGER
IAR
6118835
ANDREW HAVEMEYER GODFREY
IAR
1882815
Andrew Logan Henward
IAR
7764515
Sherri Lynn Over
IAR
8010116
JUNE MARIE BRAITHWAITE
IAR
4582437
Marc Montini
IAR
6729913
EMILE PAUL DUFRENE
IAR
1986664
Ronald Anthony Sieber
IAR
8118547
Luke Constantakis
IAR
8132121
Christian Valle
IAR
8130216
CONNIE DENISE DENSMORE
IAR
2853960
MICHAEL ANDREW DIULUS
IAR
7466532
Paul Brian Boswell
IAR
8137469
Philip Christian Bru
IAR
6758258
JARED BREEDWELL
IAR
7997427
Ryan Kelly
IAR
7796050
Gerald Brooks
IAR
8040386
William Douglas Gerlach
IAR
7730166
Machi Douglas Horne
IAR
8099530
JOSE JULIAN CAO-ALVIRA
IAR
8084718
Bart W Gernandt
IAR
6937150
BRITTANY HAGY
IAR
7684333
Jimmy Wayne Hagy
IAR
6775547
Benjamin David Heizer
IAR
7593661
Trent Patrick Martin
IAR
8132033
Andrei Tipurita
IAR
7848641
JOSIAH JAMES FRICKE
IAR
5270663
DONALD FRUEHAUF CHAMBERLIN
IAR
5715574
Cherish Ruby Grey
IAR
8124163
MATTHEW JOHN DUNN
IAR
5880659