SourcingSourcing

COLLIER FINANCIAL, INC

B55
CRD 175207·SEC 801-121627·DENVER, CO
AUM
$160.5M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$482K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COLLIER FINANCIAL, INC
CRD
175207
SEC file #
801-121627
EIN
—
DBA names
—

Economics

AUM
$160.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$102.8M → $160.5M▲ +56%
Client mix
Individuals Other92
Individuals High Net Worth80

Operations

Employees (total)
2
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
2 advisors → 1 advisors▼ -50%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
gotocollier.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
COLLIER, BRANDON, JAMES
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
COLLIER, BRANDON, JAMES
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GOTOCOLLIER.COM
Rdap Domain Creation Date
2013-06-25T20:53:35Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
Tucows Domains Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
1
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Lpl Financial4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-06-25T20:53:35Z
Rdap Domain Last Changed
2025-06-10T08:52:15Z
Rdap Nameservers
Ns1.us1010.siteground.usNs2.us1010.siteground.us
Rdap Secure Dns Enabled
No
Rdap Status
Active
Top Owner CRD
4848028
Trust Company Affiliate
No

People (1)

1
COLLIER, BRANDON, JAMES
IAR · Direct Owner · 87.5%
4848028