SourcingSourcing

1315 CAPITAL, LLC

C26
CRD 175292·SEC 801-118283·PHILADELPHIA, PA
AUM
$1.35B
$1B+
Est. Revenue
$13.5M
@ 1% on AUM
Est. EBITDA
$4.1M
@ 30% margin
Est. Deal Value
$32.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
1315 CAPITAL, LLC
CRD
175292
SEC file #
801-118283
EIN
995095843
DBA names
1315 Capital

Economics

AUM
$1.35B
AUM band
$1B+
AUM trajectory
'21'26
$526.6M → $1.35B▲ +157%
Client mix
Pooled Investment Vehicles11

Operations

Employees (total)
17
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'21'26
8 advisors → 12 advisors▲ +50%
Primary office
PHILADELPHIA PA
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/24/2026
ADV-W filed at
—
Website
1315capital.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
1315 CAPITAL MANAGEMENT HOLDINGS, L.P.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
1315 CAPITAL MANAGEMENT HOLDINGS, L.P.
KOBY, MELVYN, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
1315CAPITAL.COM
Rdap Domain Creation Date
2013-09-06T20:24:51Z
Rdap Firm Age Years
13
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
156,000
Form 5500 Compensation Trajectory 3y
2025156,000
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
156,000
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002043048
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2024-11-12
Edgar Last Filing Date
2024-11-12
Edgar Form D Count
1
Edgar Form D Offerings
2024-11-122024-11-12 · 0002043048-24-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Pershing4
E*trade4
Edgar Addresses
Mailing
2929 WALNUT STREETSUITE 1240PHILADELPHIA, PA 19104
Business
2929 WALNUT STREETSUITE 1240PHILADELPHIA, PA 19104
Edgar EIN
995095843
Edgar Recent Filings
D2024-11-12 · 0002043048-24-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-06T20:24:51Z
Rdap Domain Last Changed
2025-09-07T17:15:49Z
Rdap Nameservers
Ns57.domaincontrol.comNs58.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
336118
Trust Company Affiliate
No

People (4)

4
1315 CAPITAL MANAGEMENT HOLDINGS, L.P.
Direct Owner · 87.5%
336118
KOBY, MELVYN, MICHAEL
Executive Officer · 2.5%
2759119
OLIVA, ADELE, CIRONE
Executive Officer · 2.5%
6012261
SCHWENK, BRIAN, RICHARD
Executive Officer · 2.5%
6463700