SourcingSourcing

UNION SQUARE PARK CAPITAL MANAGEMENT, LLC

B63
CRD 175471·SEC 801-121948·NEW YORK, NY
AUM
$154.5M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$463K
@ 30% margin
Est. Deal Value
$3.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
UNION SQUARE PARK CAPITAL MANAGEMENT, LLC
CRD
175471
SEC file #
801-121948
EIN
472757696
DBA names
—

Economics

AUM
$154.5M
AUM band
$100M-$500M
AUM trajectory
'22'26
$265.7M → $154.5M▼ -42%
Client mix
Pooled Investment Vehicles1

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/23/2026
ADV-W filed at
—
Website
uspcm.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
ZALTZMAN, LEON, MICHAEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
ZALTZMAN, LEON, MICHAEL
PLUMERI, JAMES, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
USPCM.COM
Rdap Domain Creation Date
2015-01-21T16:45:00Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001666231
Edgar Registered
Yes
Edgar Filing Count
51
Edgar First Filing Date
2019-10-30
Edgar Last Filing Date
2026-05-15
Edgar 13f Count
26
Edgar 13f Latest AUM Estimate
Filing Date2026-05-15
Accession0001172661-26-002236

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Fidelity3
Morgan Stanley3
Jpmorgan2
Edgar Addresses
Mailing
1120 AVENUE OF THE AMERICASSUITE 1502NEW YORK, NY 10036
Business
1120 AVENUE OF THE AMERICASSUITE 1502NEW YORK, NY 10036
Edgar EIN
472757696
Edgar Recent Filings
13F-HR/A2026-05-15 · 0001172661-26-002236
13F-HR2026-05-15 · 0001172661-26-002125
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-21T16:45:00Z
Rdap Domain Last Changed
2026-01-22T11:32:31Z
Rdap Nameservers
Ns15.domaincontrol.comNs16.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2393309
Trust Company Affiliate
Yes

People (2)

2
ZALTZMAN, LEON, MICHAEL
Direct Owner · 87.5%
2393309
PLUMERI, JAMES, JOSEPH
Executive Officer · 2.5%
8048220