INTERCAROLINA FINANCIAL SERVICES, INC.

CRD

19475

SEC file #

801-121339

EIN

394202333

DBA names

—

Economics

AUM

$85.4M

AUM band

$25M-$100M

AUM trajectory

'22 · $105.4M

'23 · $112.3M

'25 · $130.8M

'26 · $85.4M

'22'26

$105.4M → $85.4M▼ -19%

sec adv history

Client mix

Individuals Other	258
Individuals High Net Worth	13

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'22 · 9 advisors

'23 · 13 advisors

'25 · 10 advisors

'26 · 9 advisors

'22'26

9 advisors → 9 advisors▬ 0%

sec adv history

Primary office

GREENSBORO NC

Branches

—

Custodian & Brokerage

Primary custodian

E*Tradelow confidence

adv brochure

Services offered

Portfolio mgmt — individuals

Fee basis

% of AUM

Filings

Latest ADV filing

04/30/2026

ADV-W filed at

—

Website

intercarolina.net

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

NAVOLANIC, JOSEPH EUGENE

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

NAVOLANIC, JOSEPH EUGENE

KINDLEY, MARCUS DALE

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

INTERCAROLINA.NET

Rdap Domain Creation Date

2000-02-19T03:53:43Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

form 5500

SEC EDGAR

Edgar Cik

0002100913

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2026-01-09

Edgar Last Filing Date

2026-01-09

Edgar Form D Count

Edgar Form D Offerings

2026-01-092026-01-09 · 0002100913-26-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score

0.3049

Soi Zip Pct 200k Plus

0.1015

Soi Zip Returns 200k Plus

2,790

Soi Zip Total AGI

2,748,095

Fdic Zip Total Deposits

43,997,705,000

Fdic Zip Branch Count

558

Fdic Zip Top Banks

Truist Bank

Branch Banking and Trust Company

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

E*trade

adv brochure

Edgar Addresses

Mailing

529 WEST 41ST STREETSUITE 439MIAMI BEACH, FL 33140

Business

529 WEST 41ST STREETSUITE 439MIAMI BEACH, FL 33140

Edgar EIN

394202333

Edgar Recent Filings

D2026-01-09 · 0002100913-26-000001

Fdic Zip Branches Raw

Central Carolina Bank and Trust CompanyGreensboro, NC

Essex Savings Bank, F.S.B.Greensboro, NC

Fdic Zip HHI

1138.21

Fdic Zip Top Bank Share Pct

20.39

Fdic Zip Year

2025

Firm Has Custody

Mailing Office Differs

Rdap Domain Expiration Date

2027-02-19T03:53:43Z

Rdap Domain Last Changed

2025-12-20T07:03:00Z

Rdap Nameservers

Ns95.worldnic.comNs96.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Soi Year

2022

Soi Zip Distribution

Stub 1

AGI	78,885
Returns	6,250

Stub 2

AGI	217,682
Returns	5,840

Stub 3

AGI	260,016
Returns	4,230

Soi Zip Total Business Income

91,591

Soi Zip Total Cap Gains

182,385

Soi Zip Total Dividends

100,496

Soi Zip Total Returns

27,480

Top Owner CRD

727399

Trust Company Affiliate

IAR · Direct Owner · 62.5%

People (31)

NAVOLANIC, JOSEPH EUGENE

727399

KINDLEY, MARCUS DALE

IAR · Direct Owner · 37.5%

STANLEY, WILLIAM, ELBERT

JAMES GREGORY CORDELL

STANLEY, CHARLES, CHRISTOPHER

2200732

ROBERT LOUIE CHASTAIN

2474218

KENNETH RICHARD GARBER

JEREMY MICHAEL REMILY

JEFFREY ALAN ROBINSON

BENJAMIN MICHAEL LEE PETERSON

1942800