SourcingSourcing

EASTGATE CAPITAL ADVISORS LLC

B57
CRD 220511·SEC 801-130038·WINNETKA, IL
AUM
$271.5M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$814K
@ 30% margin
Est. Deal Value
$6.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EASTGATE CAPITAL ADVISORS LLC
CRD
220511
SEC file #
801-130038
EIN
—
DBA names
—

Economics

AUM
$271.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$263.0M → $271.5M▲ +3%
Client mix
Individuals High Net Worth31
Individuals Other24

Operations

Employees (total)
5
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
3 advisors → 4 advisors▲ +33%
Primary office
WINNETKA IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
eastgateca.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OMALLEY, JOHN, DANIEL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
OMALLEY, JOHN, DANIEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
EASTGATECA.COM
Rdap Domain Creation Date
2015-02-09T20:33:06Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
5
Bc Firm IAR Count
5
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-02-09T20:33:06Z
Rdap Domain Last Changed
2022-09-17T22:58:38Z
Rdap Nameservers
Dan.ns.cloudflare.comLeah.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
2287425
Trust Company Affiliate
No

People (5)

5
OMALLEY, JOHN, DANIEL
IAR · Direct Owner · 87.5%
2287425
WILLIAM RUSSELL ANDERSON
IAR
1186876
FELICIA DAVIS OMALLEY
IAR
1047573
WILLIAM THOMAS BENJAMIN
IAR
8230241
JOHN C. KARRAS
IAR
6520065