SourcingSourcing

KASTEL CAPITAL ADVISORS, LLC

C45
CRD 226520·SEC 801-117355·WELLESLEY, MA
AUM
$193.3M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$580K
@ 30% margin
Est. Deal Value
$4.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KASTEL CAPITAL ADVISORS, LLC
CRD
226520
SEC file #
801-117355
EIN
473709296
DBA names
—

Economics

AUM
$193.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$115.4M → $193.3M▲ +67%
Client mix
Individuals High Net Worth54
Individuals Other13

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
WELLESLEY MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
twitter.com/kastelcapital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KOVRLIJA, DRASKO, "NMN"
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
KOVRLIJA, DRASKO, "NMN"
PIERCE, MATTHEW, VASSAR
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:twitter.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002111663
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-18
Edgar Last Filing Date
2026-04-20
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-04-20
Accession0001951757-26-000651

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
40 GROVE STREETSUITE 190WELLESLEY, MA 02482
Business
40 GROVE STREETSUITE 190WELLESLEY, MA 02482
Edgar EIN
473709296
Edgar Recent Filings
13F-HR2026-04-20 · 0001951757-26-000651
13F-HR2026-02-18 · 0001951757-26-000479
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5609454
Trust Company Affiliate
No

People (3)

3
KOVRLIJA, DRASKO, "NMN"
IAR · Direct Owner · 87.5%
5609454
PIERCE, MATTHEW, VASSAR
IAR · Direct Owner · 17.5%
4726664
WILLIAM BLAIR REEVE
IAR
2670154