SANCTUARY ADVISORS, LLC

CRD

226606

SEC file #

801-99364

EIN

473162022

DBA names

1280 Financial PartnersWolfrum Capital Management GroupWigand Integrated WealthWest Avenue Private Wealth

Economics

AUM

$34.88B

AUM band

$1B+

AUM trajectory

'20 · $2.36B

'21 · $4.31B

'22 · $6.57B

'23 · $12.06B

'25 · $27.70B

'26 · $34.88B

'20'26

$2.36B → $34.88B▲ +1379%

sec adv history

Client mix

Individuals Other	14,600
Individuals High Net Worth	4,425
Corporations	365
Pension Profit Sharing Plans	85
Charitable Organizations	65

Operations

Employees (total)

739

Advisory staff (per ADV)

386

Advisory staff (5-yr trend)

'20 · 69 advisors

'21 · 116 advisors

'22 · 176 advisors

'23 · 257 advisors

'25 · 370 advisors

'26 · 386 advisors

'20'26

69 advisors → 386 advisors▲ +459%

sec adv history

Primary office

MIAMI FL

Branches

Count

435

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed feesPerformance-based fees

Filings

Latest ADV filing

04/22/2026

linkedin.com/in/adam-biswanger-cfa-cfp�-6ba37219(social)

ADV-W filed at

—

Website

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

SANCTUARY WEALTH GROUP LLC

Top Owner Pct

87.5

Top Owner Entity Kind

Owner Count

Control Persons

SANCTUARY WEALTH GROUP LLC

Chase, Kevin, P

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

fallback_guess:sanctuary.com

rdap

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Compensation

860,743

Form 5500 Compensation Trajectory 3y

2025	766,220
2026	94,523

Form 5500 Plan Count Trajectory 3y

2025	26
2026	2

Schedule C Total Compensation

860,743

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001777271

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2024-09-05

Edgar Last Filing Date

2026-05-05

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-05

Accession0001777271-26-000006

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	13
Charles Schwab	9
Fidelity	5
Goldman Sachs	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

3815 RIVER CROSSING PKWY, FLOOR 2INDIANAPOLIS, IN 46240

Business

3815 RIVER CROSSING PKWY, FLOOR 2INDIANAPOLIS, IN 46240

Edgar EIN

473162022

Edgar Recent Filings

13F-HR2026-05-05 · 0001777271-26-000006

13F-HR2026-01-29 · 0001777271-26-000005

Fee Schedule

Bracket I	85
Bracket Ix	15
Bracket Ii	0
Bracket Iii	0
Bracket Iv	0

Firm Has Custody

Yes

Mailing Office Differs

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (52)

WALTER, ROBERT, ALAN

2507287

Chase, Kevin, P

Executive Officer · 2.5%

1626158

Miller, Kevin, Joseph

Executive Officer · 2.5%

4133001

Richard Brent Williams

Brian Christopher Fagella

2703540

Matthew Grant Williams

MATIAS ALEJANDRO MORENO

Zachary Hollis Hayslip

Kevin Anthony Newbert

RAYMOND ADAM BISWANGER

KATHRINE JEAN CALAHAN

Eduardo Javier Rehder Gonzalez

7124462

Ian Manuel Duany Sarmiento

8088539