SourcingSourcing

ALVIN CLAY FINANCIAL ADVISORS, LLC

B52
CRD 226655·SEC 801-132864·JENKINTOWN, PA
AUM
$186.6M
$100M-$500M
Est. Revenue
$1.9M
@ 1% on AUM
Est. EBITDA
$560K
@ 30% margin
Est. Deal Value
$4.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALVIN CLAY FINANCIAL ADVISORS, LLC
CRD
226655
SEC file #
801-132864
EIN
—
DBA names
—

Economics

AUM
$186.6M
AUM band
$100M-$500M
AUM trajectory
'25'26
$154.6M → $186.6M▲ +21%
Client mix
Individuals Other124
Individuals High Net Worth48
Charitable Organizations4
Pension Profit Sharing Plans1
Corporations1

Operations

Employees (total)
5
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'25'26
5 advisors → 5 advisors▬ 0%
Primary office
JENKINTOWN PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
alvinclay.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLAY, ALVIN, ABRAHAM
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
5
Control Persons
CLAY, ALVIN, ABRAHAM
BALIN, KENNETH, P.
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
ALVINCLAY.COM
Rdap Domain Creation Date
2005-07-23T18:28:16Z
Rdap Firm Age Years
21
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-07-23T18:28:16Z
Rdap Domain Last Changed
2025-07-24T17:16:53Z
Rdap Nameservers
Ns47.domaincontrol.comNs48.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4367613
Trust Company Affiliate
No

People (6)

6
CLAY, ALVIN, ABRAHAM
IAR · Direct Owner · 62.5%
4367613
BALIN, KENNETH, P.
Direct Owner · 17.5%
6499654
FISHMAN, MARK
Direct Owner · 17.5%
6499647
LEONE, PETER
Direct Owner · 17.5%
6499629
RICHARD E BOROWY
IAR
7661553
PAUL KENNETH KINGSTON
IAR
2991534