SourcingSourcing

SAPPHIRE STAR CAPITAL LLC

B54
CRD 226665·SEC 801-100373·REDMOND, WA
AUM
$142.2M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$427K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SAPPHIRE STAR CAPITAL LLC
CRD
226665
SEC file #
801-100373
EIN
934845475
DBA names
—

Economics

AUM
$142.2M
AUM band
$100M-$500M
AUM trajectory
'20'26
$108.4M → $142.2M▲ +31%
Client mix
Other Investment Advisers4
Pooled Investment Vehicles2

Operations

Employees (total)
2
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
REDMOND WA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — pooled vehiclesPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/17/2026
ADV-W filed at
—
Website
linkedin.com/company/sapphire-star-capital-llc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BORGEN, MICHAEL, JENSEN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BORGEN, MICHAEL, JENSEN
CHICOINE, MEGHAN, NAOMI
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:sapphirestar.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002005534
Edgar Registered
Yes
Edgar Filing Count
3
Edgar First Filing Date
2023-12-29
Edgar Last Filing Date
2025-12-04
Edgar Form D Count
3
Edgar Form D Offerings
2025-12-042025-12-04 · 0002005534-25-000002
2024-12-132024-12-13 · 0002005534-24-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5807
Soi Zip Pct 200k Plus
0.3451
Soi Zip Returns 200k Plus
12,830
Soi Zip Total AGI
8,326,237
Fdic Zip Total Deposits
51,253,573,000
Fdic Zip Branch Count
566
Fdic Zip Top Banks
Bank of America, National Association
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Charles Schwab12
Pershing8
E*trade4
Wells Fargo2
Bny Mellon1
Edgar Addresses
Mailing
7826 LEARY WAY NESUITE 201REDMOND, WA 98052
Business
7826 LEARY WAY NESUITE 201REDMOND, WA 98052
Edgar EIN
934845475
Edgar Recent Filings
D/A2025-12-04 · 0002005534-25-000002
D/A2024-12-13 · 0002005534-24-000001
Fdic Zip Branches Raw
Key Bank of WashingtonRedmond, WA
Key Bank of WashingtonRedmond, WA
Fdic Zip HHI
1522.43
Fdic Zip Top Bank Share Pct
34.84
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI56,341
Returns5,020
Stub 2
AGI151,732
Returns4,040
Stub 3
AGI225,894
Returns3,650
Soi Zip Total Business Income
98,889
Soi Zip Total Cap Gains
413,949
Soi Zip Total Dividends
206,542
Soi Zip Total Returns
37,180
Top Owner CRD
2767686
Trust Company Affiliate
No

People (2)

2
BORGEN, MICHAEL, JENSEN
IAR · Direct Owner · 87.5%
2767686
CHICOINE, MEGHAN, NAOMI
Direct Owner · 7.5%
4504785