SourcingSourcing

TUVE INVESTMENT MANAGEMENT, INC.

B63
CRD 226702·SEC 801-100395·WATERLOO, IA
AUM
$147.7M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$443K
@ 30% margin
Est. Deal Value
$3.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TUVE INVESTMENT MANAGEMENT, INC.
CRD
226702
SEC file #
801-100395
EIN
—
DBA names
—

Economics

AUM
$147.7M
AUM band
$100M-$500M
AUM trajectory
'20'26
$97.9M → $147.7M▲ +51%
Client mix
Individuals Other467
Individuals High Net Worth56

Operations

Employees (total)
6
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
WATERLOO IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
tuveinvestments.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
TUVE, JOHN, STANLEY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
TUVE, JOHN, STANLEY
TUVE, STANLEY, JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TUVEINVESTMENTS.COM
Rdap Domain Creation Date
2001-05-31T20:16:31Z
Rdap Firm Age Years
25
Rdap Firm Age Band
20+y
Rdap Registrar
Wild West Domains, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1073
Soi Zip Pct 200k Plus
0.0083
Soi Zip Returns 200k Plus
80
Soi Zip Total AGI
496,370
Fdic Zip Total Deposits
5,931,994,000
Fdic Zip Branch Count
137
Fdic Zip Top Banks
Wells Fargo Bank, National Association
U.S. Bank National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
First Security State BankWaterloo, IA
Midamerica Savings Bank, FSBWaterloo, IA
Fdic Zip HHI
1462.49
Fdic Zip Top Bank Share Pct
22.5
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-05-31T20:16:31Z
Rdap Domain Last Changed
2025-12-29T18:41:43Z
Rdap Nameservers
Ns-1504.awsdns-60.orgNs-1709.awsdns-21.co.ukNs-187.awsdns-23.comNs-573.awsdns-07.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI38,539
Returns2,800
Stub 2
AGI111,592
Returns2,960
Stub 3
AGI109,478
Returns1,800
Soi Zip Total Business Income
12,909
Soi Zip Total Cap Gains
4,032
Soi Zip Total Dividends
4,868
Soi Zip Total Returns
9,600
Top Owner CRD
1190043
Trust Company Affiliate
No

People (2)

2
TUVE, JOHN, STANLEY
IAR · Direct Owner · 87.5%
1190043
TUVE, STANLEY, JOHN
IAR · Executive Officer · 2.5%
6076863