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BAYNTREE WEALTH ADVISORS, LLC

C39
CRD 226708·SEC 801-121867·SCOTTSDALE, AZ
AUM
$241.1M
$100M-$500M
Est. Revenue
$2.4M
@ 1% on AUM
Est. EBITDA
$723K
@ 30% margin
Est. Deal Value
$5.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
BAYNTREE WEALTH ADVISORS, LLC
CRD
226708
SEC file #
801-121867
EIN
—
DBA names
—

Economics

AUM
$241.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$128.6M → $241.1M▲ +87%
Client mix
Individuals Other406
Individuals High Net Worth104

Operations

Employees (total)
13
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'22'26
6 advisors → 6 advisors▬ 0%
Primary office
SCOTTSDALE AZ
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/20/2026
ADV-W filed at
—
Website
youtube.com/bayntreewealthadvisors

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
AJW, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
2
Control Persons
AJW, LLC
RAFAL, ANDREW, SCOTT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:bayntree.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
152,859
Form 5500 Compensation Trajectory 3y
2025152,859
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
152,859
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (6)

6
RAFAL, ANDREW, SCOTT
IAR · Executive Officer · 2.5%
5602416
JONATHAN MICHAEL GENGLE
IAR
6717200
BRIAN DAVID HARTSTEIN
IAR
2496816
Ezra Max Alpert
IAR
8043655
Jonathan William Brant
IAR
6707670
Andrue Jorgensen
IAR
7252844