SourcingSourcing

CLAYTON FINANCIAL GROUP, LLC

B56
CRD 226729·SEC 801-97344·ST. LOUIS, MO
AUM
$793.8M
$500M-$1B
Est. Revenue
$7.9M
@ 1% on AUM
Est. EBITDA
$2.4M
@ 30% margin
Est. Deal Value
$19.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLAYTON FINANCIAL GROUP, LLC
CRD
226729
SEC file #
801-97344
EIN
473829020
DBA names
—

Economics

AUM
$793.8M
AUM band
$500M-$1B
AUM trajectory
'20'26
$728.1M → $793.8M▲ +9%
Client mix
Individuals High Net Worth167
Individuals Other76
Charitable Organizations5

Operations

Employees (total)
7
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
8 advisors → 3 advisors▼ -62%
Primary office
ST. LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
02/25/2026
ADV-W filed at
—
Website
linkedin.com/company/10446691/admin(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BOWER, KENNETH, JOHN
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BOWER, KENNETH, JOHN
BOWER, MATTHEW, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
124,142
Form 5500 Compensation Trajectory 3y
2025124,142
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
124,142
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0002011212
Edgar Registered
Yes
Edgar Filing Count
12
Edgar First Filing Date
2024-02-14
Edgar Last Filing Date
2026-04-13
Edgar 13f Count
10
Edgar 13f Latest AUM Estimate
Filing Date2026-04-13
Accession0002011212-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
165 NORTH MERAMECSUITE 150ST. LOUIS, MO 63105
Business
165 NORTH MERAMECSUITE 150ST. LOUIS, MO 63105
Edgar EIN
473829020
Edgar Recent Filings
13F-HR2026-04-13 · 0002011212-26-000002
13F-HR2026-01-21 · 0002011212-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
2078620
Trust Company Affiliate
No

People (3)

3
BOWER, KENNETH, JOHN
IAR · Direct Owner · 37.5%
2078620
BOWER, MATTHEW, JOSEPH
IAR · Direct Owner · 37.5%
4335636
Zachary Patrick Kratofil
IAR
6741561