SourcingSourcing

COTA CAPITAL MANAGEMENT, LLC

C19
CRD 226750·SEC 801-113591·SAN FRANCISCO, CA
AUM
$1.17B
$1B+
Est. Revenue
$11.7M
@ 1% on AUM
Est. EBITDA
$3.5M
@ 30% margin
Est. Deal Value
$28.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COTA CAPITAL MANAGEMENT, LLC
CRD
226750
SEC file #
801-113591
EIN
472371270
DBA names
—

Economics

AUM
$1.17B
AUM band
$1B+
AUM trajectory
'20'26
$310.9M → $1.17B▲ +276%
Client mix
Pooled Investment Vehicles17

Operations

Employees (total)
16
Advisory staff (per ADV)
8
Advisory staff (5-yr trend)
'20'26
6 advisors → 8 advisors▲ +33%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
Northern Trustlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/cota-capital(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
POUSHANCHI, BABAK
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
POUSHANCHI, BABAK
YAZDANI, BABAK, NMN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cota.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001801577
Edgar Registered
Yes
Edgar Filing Count
27
Edgar First Filing Date
2020-02-14
Edgar Last Filing Date
2026-02-17
Edgar 13f Count
25
Edgar 13f Latest AUM Estimate
Filing Date2026-02-17
Accession0001104659-26-016171

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Northern Trust14
Bny Mellon4
E*trade4
Edgar Addresses
Mailing
555 MISSION STREETSUITE 1800SAN FRANCISCO, CA 94105
Business
555 MISSION STREETSUITE 1800SAN FRANCISCO, CA 94105
Edgar EIN
472371270
Edgar Recent Filings
13F-HR2026-02-17 · 0001104659-26-016171
13F-HR2025-11-13 · 0001104659-25-111469
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
3097539
Trust Company Affiliate
Yes

People (4)

4
POUSHANCHI, BABAK
Direct Owner · 37.5%
3097539
YAZDANI, BABAK, NMN
Direct Owner · 37.5%
6502122
Williams, Peter, E
Direct Owner · 17.5%
6733085
Dorin, Faie, Reiko
Executive Officer · 2.5%
7716258