SourcingSourcing

APPLIED FINANCE CAPITAL MANAGEMENT, LLC

C33
CRD 226755·SEC 801-98338·SAN JUAN, PR
AUM
$4.44B
$1B+
Est. Revenue
$44.4M
@ 1% on AUM
Est. EBITDA
$13.3M
@ 30% margin
Est. Deal Value
$106.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
APPLIED FINANCE CAPITAL MANAGEMENT, LLC
CRD
226755
SEC file #
801-98338
EIN
660823991
DBA names
—

Economics

AUM
$4.44B
AUM band
$1B+
AUM trajectory
'20'26
$749.2M → $4.44B▲ +493%
Client mix
Other7
Other Investment Advisers6
Banking Institutions3
Sovereign Wealth Funds2
Investment Companies1

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
2 advisors → 2 advisors▬ 0%
Primary office
SAN JUAN PR
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
appliedfinance.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OBRYCKI, DANIEL, JAMES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
OBRYCKI, DANIEL, JAMES
RESENDES, RAFAEL (NMN)
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
APPLIEDFINANCE.COM
Rdap Domain Creation Date
2000-01-10T21:41:42Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001966007
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2023-02-15
Edgar Last Filing Date
2026-05-04
Edgar 13f Count
15
Edgar 13f Latest AUM Estimate
Filing Date2026-05-04
Accession0001398344-26-008142

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
53 CALLE PALMERASSUITE 601SAN JUAN, PR 00901
Business
53 CALLE PALMERASSUITE 601SAN JUAN, PR 00901
Edgar EIN
660823991
Edgar Recent Filings
13F-HR2026-05-04 · 0001398344-26-008142
13F-HR2026-02-05 · 0001398344-26-002284
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-01-10T21:41:42Z
Rdap Domain Last Changed
2026-01-11T16:31:08Z
Rdap Nameservers
Ns17.domaincontrol.comNs18.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5121218
Trust Company Affiliate
No

People (3)

3
OBRYCKI, DANIEL, JAMES
Direct Owner · 62.5%
5121218
RESENDES, RAFAEL
Direct Owner · 62.5%
5121215
JONES, DAVID, DWAIN
Executive Officer · 2.5%
2761758