SourcingSourcing

FLOYD FINANCIAL GROUP LLC

C49
CRD 226773·SEC 801-129942·SPRINGFIELD, MO
AUM
$164.5M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$493K
@ 30% margin
Est. Deal Value
$3.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
FLOYD FINANCIAL GROUP LLC
CRD
226773
SEC file #
801-129942
EIN
161776673
DBA names
Floyd Financial Group Llc

Economics

AUM
$164.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$146.3M → $164.5M▲ +12%
Client mix
Individuals Other670
Individuals High Net Worth16
Corporations3

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'25'26
2 advisors → 2 advisors▬ 0%
Primary office
SPRINGFIELD MO
Branches
Count1

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
03/18/2026
ADV-W filed at
—
Website
facebook.com/floydfinancialgroup(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Floyd, Jacob, Randal
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
Floyd, Jacob, Randal
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002007613
Edgar Registered
Yes
Edgar Filing Count
7
Edgar First Filing Date
2025-01-14
Edgar Last Filing Date
2026-04-24
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-24
Accession0002007613-26-000003

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1062
Soi Zip Pct 200k Plus
0.0153
Soi Zip Returns 200k Plus
410
Soi Zip Total AGI
1,369,416
Fdic Zip Total Deposits
50,204,850,000
Fdic Zip Branch Count
942
Fdic Zip Top Banks
Oakstar Bank
Guaranty Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1304 W BATTLEFIELD RDSPRINGFIELD, MO 65807
Business
1304 W BATTLEFIELD RDSPRINGFIELD, MO 65807
Edgar EIN
161776673
Edgar Recent Filings
13F-HR2026-04-24 · 0002007613-26-000003
13F-HR2026-02-24 · 0002007613-26-000002
Fdic Zip Branches Raw
Wood & Huston BankSpringfield, MO
Commerce Bank, National AssociationSpringfield, MO
Fdic Zip HHI
576.55
Fdic Zip Top Bank Share Pct
12.72
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI108,729
Returns8,430
Stub 2
AGI324,334
Returns8,890
Stub 3
AGI260,762
Returns4,270
Soi Zip Total Business Income
44,460
Soi Zip Total Cap Gains
29,345
Soi Zip Total Dividends
16,939
Soi Zip Total Returns
26,740
Top Owner CRD
7255807
Trust Company Affiliate
No

People (2)

2
Floyd, Jacob, Randal
IAR · Direct Owner · 87.5%
7255807
RANDY LEON FLOYD
IAR
4951554