OSAIC WEALTH, INC.

CRD

23131

SEC file #

801-54859

EIN

133044743

DBA names

—

Economics

AUM

$234.86B

AUM band

$1B+

AUM trajectory

'20 · $12.62B

'21 · $16.70B

'22 · $20.66B

'23 · $28.25B

'25 · $200.27B

'26 · $234.86B

'20'26

$12.62B → $234.86B▲ +1761%

sec adv history

Client mix

Individuals Other	513,910
Individuals High Net Worth	55,457
Corporations	4,024
Pension Profit Sharing Plans	1,251
Charitable Organizations	855

Operations

Employees (total)

8,979

Advisory staff (per ADV)

7,143

Advisory staff (5-yr trend)

'20 · 2,027 advisors

'21 · 1,985 advisors

'22 · 1,913 advisors

'23 · 1,924 advisors

'25 · 6,276 advisors

'26 · 7,143 advisors

'20'26

2,027 advisors → 7,143 advisors▲ +252%

sec adv history

Primary office

SCOTTSDALE AZ

Branches

—

Custodian & Brokerage

Primary custodian

—

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting

Fee basis

% of AUMHourly chargesFixed fees

Filings

Latest ADV filing

03/31/2026

ADV-W filed at

—

Website

matuliafinancial.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Owner Count

schedule a

Solo Advisor Indicator

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

MATULIAFINANCIAL.COM

Rdap Domain Creation Date

2010-03-05T14:07:49Z

Rdap Firm Age Years

Rdap Firm Age Band

10-20y

Rdap Registrar

Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

464

Form 5500 Total Compensation

13,527,486

Form 5500 Compensation Trajectory 3y

2025	12,508,836
2026	1,018,650

Form 5500 Plan Count Trajectory 3y

2025	426
2026	38

Schedule C Total Compensation

13,527,486

Schedule C Service Provider Rows

464

SEC EDGAR

Edgar Cik

0000727136

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2002-05-24

Edgar Last Filing Date

2026-03-11

Edgar Form D Count

Edgar Form D Offerings

2026-03-112026-03-11 · 0000727136-26-000006

2026-03-112026-03-11 · 0000727136-26-000005

Edgar Former Names

NEW YORK LIFE INSURANCE AND ANNUITY CORP

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Edgar Addresses

Mailing

200 CONTINENTAL DRIVENEWARK, DE 19713

Business

51 MADISON AVENUEC/O NEW YORK LIFE INSURANCE COMPANYNEW YORK, NY 10010

Edgar EIN

133044743

Edgar Recent Filings

D2026-03-11 · 0000727136-26-000006

D2026-03-11 · 0000727136-26-000005

Fee Schedule

Bracket I	49
Bracket Ix	46
Bracket Xi	2
Bracket Iii	1
Bracket Iv	1

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2027-03-05T14:07:49Z

Rdap Domain Last Changed

2026-01-04T07:34:26Z

Rdap Nameservers

Ns11.worldnic.comNs12.worldnic.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Trust Company Affiliate

STEVEN CHRISTOPHER HOWARD

People (50)

4384480

ELAINE SUZANNE VANDEEST

MARC ROBERT RUTKOWSKI

JOSEPH FREDRICK DONNELLON

4145300

4145288

CHRISTOPHER ALLEN SALYER

4146685

SHANNON THERESA DYSON

ROBERT GREGORY CHARLEBOIS

4172497

ALLISON, DAVID, LINDSEY

DEBORAH JEAN GREENBERG

KATHLEEN FITZPATRICK LABOURDETTE

4089115

KEATING JAMES WEINBERGER

CHRISTOPHER EMIL GRASSEL

MATTHEW PARKER TANNLER

SAMUEL WILSON WATTERS

COURTNEY ALLISON WOOD