OFG FINANCIAL SERVICES, INC.

B64
CRD 23940·SEC 801-127727·TOPEKA, KS
AUM
$271.0M
$100M-$500M
Est. Revenue
$2.7M
@ 1% on AUM
Est. EBITDA
$813K
@ 30% margin
Est. Deal Value
$6.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OFG FINANCIAL SERVICES, INC.
CRD
23940
SEC file #
801-127727
EIN
DBA names

Economics

AUM
$271.0M
AUM band
$100M-$500M
AUM trajectory
'25'26
$270.0M → $271.0M▬ 0%
Client mix
Individuals Other850
Corporations5

Operations

Employees (total)
30
Advisory staff (per ADV)
30
Advisory staff (5-yr trend)
'25'26
37 advisors → 30 advisors▼ -19%
Primary office
TOPEKA KS
Branches

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMHourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/26/2026
ADV-W filed at

Compliance

Disclosures (firm)
1
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
OGDON, JAMES KENNETH
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
OGDON, JAMES KENNETH
MCMASTER, TYLER JOHN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
OFGFINANCIAL.COM
Rdap Domain Creation Date
1999-11-17T18:40:29Z
Rdap Firm Age Years
27
Rdap Firm Age Band
20+y
Rdap Registrar
eNom, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
2
Form 5500 Total Compensation
84,326
Form 5500 Compensation Trajectory 3y
202584,326
Form 5500 Plan Count Trajectory 3y
20252
Schedule C Total Compensation
84,326
Schedule C Service Provider Rows
2

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
26
Bc Firm IAR Count
50
Custodian Candidates
Full
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-11-17T18:40:29Z
Rdap Domain Last Changed
2025-10-15T21:38:45Z
Rdap Nameservers
Ns11.cloud.ppi.netNs33.cloud.ppi.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
351370
Trust Company Affiliate
No

People (50)

50
OGDON, JAMES KENNETH
IAR · Direct Owner · 87.5%
351370
MCMASTER, TYLER JOHN
IAR · Executive Officer · 2.5%
2368175
PAYNE, TODD MATTHEW
IAR · Executive Officer · 2.5%
5513536
KRISTEL M GUYLE
IAR
3242523
JAMES DALE SATHER
IAR
4188013
BARBARA JEANNE BERRY
IAR
4877035
Lauren Paige Wenzler
IAR
6955563
LAWRENCE KYLE RUZICKA
IAR
4189551
ROBERT KENNETH TERSINAR
IAR
6086907
LEASHA RENEE RUTSCHMAN
IAR
5747023
Weston Ray Woodring
IAR
7902735
Timothy J. Woodring
IAR
6861231
KELLY DIANE DEAN
IAR
4636874
ROBERT MATTHEW CAMPBELL
IAR
5107324
KEVIN KORD WEBB
IAR
5378636
THOMAS L VANDERSLUIS
IAR
6164556
LORIN DALE KIESCHNICK
IAR
5452300
MARY LOUISE ALLEN
IAR
2352862
RICHARD DALE HIGGS
IAR
1420586
DARRELL ROY MEIER
IAR
1749523
DAVID RAY BIRK
IAR
1551901
DOUGLAS BRENT MASSEY
IAR
2259402
CLYDE WILLIAM SOMMERLATTE
IAR
2708994
JASON BIRDWELL TALLEY
IAR
2887976
JESSE NEWTON BURDITT
IAR
35441
TIM D BINEGAR
IAR
1023915
MICHAEL CHARLES PECK
IAR
1189103
TERRENCE LYNN CLARK
IAR
3043696
LEASA ELENORA HUFFMAN
IAR
1530002
LARRY LYNN DAVENPORT
IAR
4178113
Scott Jackson Marwil
IAR
6890968
CHRIS WINSTON DAVENPORT
IAR
8039387
Ian Christopher Lindstrom
IAR
6861198
MITCHELL J QUICK
IAR
6040284
JOHN DAVID PHINNEY
IAR
2578246
DEAN ALAN WILLEFORD
IAR
1659981
Matthew Robert Campbell
IAR
7951660
PAMELA KAYE SMITH
IAR
1263269
JAKE ALBERT LEBAHN
IAR
7824691
DIANA CAROL BREDEHOFT
IAR
2430690
WAYNE EUGENE HAMILTON
IAR
837464
CHARLES BARRY BRAY
IAR
5924314
NICHOLAS LEE ASH
IAR
6244799
DOUGLAS KEITH CRUM
IAR
3171764
STEVEN CRAIG COLSON
IAR
2161994
CRAIG ALAN COLSON
IAR
6088900
MASON JAMES KNOPP
IAR
7251000
BENJAMIN SCOTT SCHROEDER
IAR
6542581
CHARLES HAL KOOKEN
IAR
1635249
ERIC HARLIN STEWART
IAR
4986622