SourcingSourcing

KIMELMAN & BAIRD, LLC

C40
CRD 2440·SEC 801-9182·NEW YORK, NY
AUM
$1.48B
$1B+
Est. Revenue
$14.8M
@ 1% on AUM
Est. EBITDA
$4.4M
@ 30% margin
Est. Deal Value
$35.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
KIMELMAN & BAIRD, LLC
CRD
2440
SEC file #
801-9182
EIN
132572209
DBA names
—

Economics

AUM
$1.48B
AUM band
$1B+
AUM trajectory
'20'26
$826.0M → $1.48B▲ +79%
Client mix
Individuals Other129
Individuals High Net Worth113
Charitable Organizations6
Pension Profit Sharing Plans1

Operations

Employees (total)
9
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
4 advisors → 6 advisors▲ +50%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMCommissions

Filings

Latest ADV filing
04/01/2026
ADV-W filed at
—
Website
facebook.com/kimelmanandbaird(social)

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KIMELMAN, SCOTT CHARLES
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
KIMELMAN, SCOTT CHARLES
BAIRD, SHEILA MAUREEN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:kimelmanbaird.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
1
Form 5500 Total Participants
8
Form 5500 Compensation Trajectory 3y
20240
Form 5500 Plan Count Trajectory 3y
20241
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001318103
Edgar Registered
Yes
Edgar Filing Count
67
Edgar First Filing Date
2005-02-18
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
67
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0000890163-26-000005

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
6
Bc Firm Active IA Count
4
Bc Firm IAR Count
6
Custodian Candidates
Full
Fidelity4
E*trade4
Bny Mellon2
Edgar Addresses
Mailing
800 THIRD AVENUESUITE 2300NEW YORK, NY 10022
Business
800 THIRD AVENUESUITE 2300NEW YORK, NY 10022
Edgar EIN
132572209
Edgar Recent Filings
13F-HR2026-05-13 · 0000890163-26-000005
13F-HR2026-02-06 · 0000890163-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1624106
Trust Company Affiliate
No

People (6)

6
KIMELMAN, SCOTT CHARLES
IAR · Direct Owner · 62.5%
1624106
VYAS, SAPAN "NMN"
IAR · Direct Owner · 17.5%
4576123
MOCK, YASMEEN SOLLEE
IAR · Direct Owner · 17.5%
4846801
BAIRD, SHEILA MAUREEN
IAR · Direct Owner · 17.5%
10504
JOYCE WAH CHAN
IAR
5668161
John Bailey Vanneck
IAR
8221491