SourcingSourcing

ALLEN & COMPANY OF FLORIDA, LLC

C13
CRD 25·SEC 801-57874·LAKELAND, FL
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
ALLEN & COMPANY OF FLORIDA, LLC
CRD
25
SEC file #
801-57874
EIN
—
DBA names
Allen & CompanyAllen & Company Of Florida, LlcAllen & Company Of Florida, Inc.

Economics

AUM
—
AUM band
—
AUM trajectory
'20'22
$987.9M → $1.37B▲ +38%
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
'20'22
31 advisors → 32 advisors▲ +3%
Primary office
LAKELAND FL
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financialmedium confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LPL EMPLOYEE SERVICES LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
LPL EMPLOYEE SERVICES LLC
KIESEL, CLARE, MCCARREN
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Compensation Trajectory 3y
20250
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1984
Soi Zip Pct 200k Plus
0.0718
Soi Zip Returns 200k Plus
970
Soi Zip Total AGI
1,419,580
Fdic Zip Total Deposits
12,165,850,000
Fdic Zip Branch Count
337
Fdic Zip Top Banks
Bank of America, National Association
SunTrust Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
4
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Window
Lpl Financial16
Full
Lpl Financial35
E*trade4
State Street1
Fdic Zip Branches Raw
Peoples Bank of LakelandLakeland, FL
Peoples Bank of LakelandLakeland, FL
Fdic Zip HHI
622.22
Fdic Zip Top Bank Share Pct
13.05
Fdic Zip Year
2025
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI50,882
Returns3,850
Stub 2
AGI132,987
Returns3,630
Stub 3
AGI134,865
Returns2,210
Soi Zip Total Business Income
32,914
Soi Zip Total Cap Gains
161,879
Soi Zip Total Dividends
75,745
Soi Zip Total Returns
13,510

People (8)

8
CLARE MCCARREN KIESEL
Executive Officer · 2.5%
5934670
MICHAEL NEILL WALKER
Executive Officer · 2.5%
2960002
CAROL MANNING ZITZELBERGER
Executive Officer · 2.5%
1741455
MEYERS, BRADLEY, STEVEN
IAR
6455807
LARSON, JEFFREY, SCOTT
IAR
4836889
BROOKS, NATHAN, JAMES
IAR
5769694
Sarah Jean Wilson
IAR
7449285
LARSON, RANDALL, SCOTT
IAR
5862743