SATURNA CAPITAL CORPORATION

CRD

25586

SEC file #

801-35428

EIN

911454817

DBA names

—

Economics

AUM

$8.62B

AUM band

$1B+

AUM trajectory

'20 · $3.96B

'21 · $4.07B

'22 · $5.50B

'23 · $5.15B

'25 · $8.62B

'26 · $8.62B

'20'26

$3.96B → $8.62B▲ +118%

sec adv history

Client mix

Individuals High Net Worth	50
Individuals Other	20
Charitable Organizations	8
Corporations	8
Pooled Investment Vehicles	3

Operations

Employees (total)

Advisory staff (per ADV)

Advisory staff (5-yr trend)

'20 · 11 advisors

'21 · 11 advisors

'22 · 10 advisors

'23 · 12 advisors

'25 · 13 advisors

'26 · 13 advisors

'20'26

11 advisors → 13 advisors▲ +18%

sec adv history

Primary office

BELLINGHAM WA

Branches

—

Custodian & Brokerage

Primary custodian

Pershinglow confidence

adv brochure

Services offered

Financial planningPortfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — pooled vehicles

Fee basis

% of AUMFixed feesPerformance-based fees

Filings

Latest ADV filing

02/27/2026

ADV-W filed at

—

Website

saturna.com

Compliance

Disclosures (firm)

Trademark

—

Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name

CARTEN, JANE, KAISER

Top Owner Pct

62.5

Top Owner Entity Kind

Owner Count

Control Persons

CARTEN, JANE, KAISER

NICHOLAS FERGUSON KAISER REVOCABLE

Solo Advisor Indicator

Succession Risk Solo Owner

Is Parent Owned Subsidiary

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed

sec adv w

Web presence ★

Stale website = winding down

Web Signal Quality

Rdap Domain

SATURNA.COM

Rdap Domain Creation Date

1994-12-09T05:00:00Z

Rdap Firm Age Years

Rdap Firm Age Band

20+y

Rdap Registrar

Amazon Registrar, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book

Yes

Form 5500 Plan Count

Form 5500 Total Participants

101

Form 5500 Compensation Trajectory 3y

2025

Form 5500 Plan Count Trajectory 3y

2025

Schedule C Service Provider Rows

SEC EDGAR

Edgar Cik

0001316617

Edgar Registered

Yes

Edgar Filing Count

Edgar First Filing Date

2005-02-04

Edgar Last Filing Date

2026-05-12

Edgar 13f Count

Edgar 13f Latest AUM Estimate

Filing Date2026-05-12

Accession0001316617-26-000005

Compliance & brand

Firm Registration Status

active

sec adv w

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed

sec adv w

Bc Firm Active Bc Count

brokercheck firm search

Bc Firm Active IA Count

brokercheck firm search

Bc Firm IAR Count

brokercheck firm search

Custodian Candidates

Full

Pershing	4
E*trade	4

adv brochure

Edgar Addresses

Mailing

1300 N. STATE ST.BELLINGHAM, WA 98225

Business

1300 N. STATE ST.BELLINGHAM, WA 98225

Edgar EIN

911454817

Edgar Recent Filings

13F-HR2026-05-12 · 0001316617-26-000005

13F-HR2026-02-11 · 0001316617-26-000002

Firm Has Custody

Yes

Mailing Office Differs

Rdap Domain Expiration Date

2026-12-08T05:00:00Z

Rdap Domain Last Changed

2026-05-14T11:06:31Z

Rdap Nameservers

Anderson.ns.cloudflare.comReza.ns.cloudflare.com

Rdap Secure Dns Enabled

Rdap Status

Client Transfer Prohibited

Top Owner CRD

2929087

Trust Company Affiliate

IAR · Executive Officer · 2.5%

People (42)

2377703

Kaiser, Robert, F

IAR · Executive Officer · 2.5%

4310984

Cohen, Elliot, Scott

CHRISTOPHER REED FANKHAUSER

7576114

2857015

KALEN MARTIN HANNA

5710886

MICHAEL ERIC LEWIS

6120161

PHELPS SHAW MCILVAINE

2432209

Morse, Michael, K.

7930344

MURPHY, DENNIS

6194034

JACOB ANDREW STEWART