SourcingSourcing

LUMINATE CAPITAL MANAGEMENT, INC.

C33
CRD 269873·SEC 801-113702·SAN FRANCISCO, CA
AUM
$3.82B
$1B+
Est. Revenue
$38.2M
@ 1% on AUM
Est. EBITDA
$11.5M
@ 30% margin
Est. Deal Value
$91.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LUMINATE CAPITAL MANAGEMENT, INC.
CRD
269873
SEC file #
801-113702
EIN
—
DBA names
Luminate Capital Partners

Economics

AUM
$3.82B
AUM band
$1B+
AUM trajectory
'20'26
$806.9M → $3.82B▲ +373%
Client mix
Pooled Investment Vehicles12

Operations

Employees (total)
10
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
7 advisors → 5 advisors▼ -29%
Primary office
SAN FRANCISCO CA
Branches
—

Custodian & Brokerage

Primary custodian
Goldman Sachslow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
linkedin.com/company/luminate-capital/about(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
HOLLIE MOORE HAYNES REVOCABLE
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
HOLLIE MOORE HAYNES REVOCABLE
THE HOLLIE MOORE HAYNES GIFT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:luminate.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
124,000
Form 5500 Compensation Trajectory 3y
2025124,000
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
124,000
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Goldman Sachs4
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (3)

3
HAYNES, HOLLIE, MOORE
Executive Officer · 2.5%
2378710
SCOTT, KATHERINE, NICHOLS
Executive Officer · 2.5%
6928752
HAYNES, JAMES, MARVIN
Executive Officer · 2.5%
2408166