SourcingSourcing

MIDWESTERN FINANCIAL, LLC

C45
CRD 270022·SEC 801-132625·IOWA CITY, IA
AUM
$172.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$519K
@ 30% margin
Est. Deal Value
$4.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MIDWESTERN FINANCIAL, LLC
CRD
270022
SEC file #
801-132625
EIN
813351479
DBA names
Midwestern Financial Group

Economics

AUM
$172.8M
AUM band
$100M-$500M
AUM trajectory
'25'26
$139.3M → $172.8M▲ +24%
Client mix
Individuals Other94
Individuals High Net Worth41

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
3 advisors → 3 advisors▬ 0%
Primary office
IOWA CITY IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
facebook.com/midwesternfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CAMPBELL, PATRICK, SHIHADY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CAMPBELL, PATRICK, SHIHADY
JAY, JOSEPH, DELBERT
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:midwestern.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001688117
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-10-31
Edgar Last Filing Date
2016-10-31
Edgar Form D Count
1
Edgar Form D Offerings
2016-10-312016-10-31 · 0001688117-16-000001

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2105
Soi Zip Pct 200k Plus
0.0659
Soi Zip Returns 200k Plus
930
Soi Zip Total AGI
1,183,547
Fdic Zip Total Deposits
38,577,477,000
Fdic Zip Branch Count
389
Fdic Zip Top Banks
Hills Bank and Trust Company
MidWestOne Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (22)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
22 WEST BRYAN STREETSUITE 208SAVANNAH, GA 31401
Business
22 WEST BRYAN STREETSUITE 208SAVANNAH, GA 31401
Edgar EIN
813351479
Edgar Recent Filings
D2016-10-31 · 0001688117-16-000001
Fdic Zip Branches Raw
Hills Bank and Trust CompanyIowa City, IA
Hills Bank and Trust CompanyIowa City, IA
Fdic Zip HHI
2122.83
Fdic Zip Top Bank Share Pct
37.97
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI58,331
Returns4,500
Stub 2
AGI123,976
Returns3,390
Stub 3
AGI124,626
Returns2,030
Soi Zip Total Business Income
31,892
Soi Zip Total Cap Gains
141,485
Soi Zip Total Dividends
24,281
Soi Zip Total Returns
14,110
Top Owner CRD
5584933
Trust Company Affiliate
No

People (3)

3
JAY, JOSEPH, DELBERT
IAR · Direct Owner · 62.5%
5917772
CAMPBELL, PATRICK, SHIHADY
IAR · Direct Owner · 62.5%
5584933
ANDREW PETER PICCHIETTI
IAR
7670408