SourcingSourcing

WEITZEL FINANCIAL SERVICES, INC.

B57
CRD 27346·SEC 801-118164·DUBUQUE, IA
AUM
$327.8M
$100M-$500M
Est. Revenue
$3.3M
@ 1% on AUM
Est. EBITDA
$983K
@ 30% margin
Est. Deal Value
$7.9M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WEITZEL FINANCIAL SERVICES, INC.
CRD
27346
SEC file #
801-118164
EIN
420949102
DBA names
—

Economics

AUM
$327.8M
AUM band
$100M-$500M
AUM trajectory
'21'26
$120.1M → $327.8M▲ +173%
Client mix
Individuals Other831
Individuals High Net Worth303

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'21'26
3 advisors → 4 advisors▲ +33%
Primary office
DUBUQUE IA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
01/13/2026
ADV-W filed at
—
Website
weitzelfinancial.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WEITZEL, TIMOTHY JOSEPH
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
WEITZEL, TIMOTHY JOSEPH
WEITZEL, BRADLEY JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
WEITZELFINANCIAL.COM
Rdap Domain Creation Date
2002-01-10T17:30:02Z
Rdap Firm Age Years
24
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001846789
Edgar Registered
Yes
Edgar Filing Count
22
Edgar First Filing Date
2021-02-22
Edgar Last Filing Date
2026-04-29
Edgar 13f Count
22
Edgar 13f Latest AUM Estimate
Filing Date2026-04-29
Accession0001846789-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
5
Bc Firm Active IA Count
7
Bc Firm IAR Count
7
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2200 JOHN F. KENNEDY RD. STE 103DUBUQUE, IA 52002
Business
2200 JOHN F. KENNEDY RD. STE 103DUBUQUE, IA 52002
Edgar EIN
420949102
Edgar Recent Filings
13F-HR2026-04-29 · 0001846789-26-000003
13F-HR2026-02-03 · 0001846789-26-000002
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-01-10T17:30:02Z
Rdap Domain Last Changed
2025-11-11T07:31:34Z
Rdap Nameservers
Ns10.worldnic.comNs9.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
1063210
Trust Company Affiliate
No

People (7)

7
WEITZEL, TIMOTHY JOSEPH
IAR · Direct Owner · 62.5%
1063210
WEITZEL, BRADLEY JOSEPH
IAR · Direct Owner · 37.5%
5749280
MARTIN THOMAS BERGER
IAR
1022057
DONALD FREDERICK RUPP
IAR
1040639
Maya G Wachter
IAR
8045240
RAYMOND ALLEN QUINT
IAR
1809185
Matthew James Moore
IAR
7049601