SourcingSourcing

EQUITA FINANCIAL NETWORK, INC.

C27
CRD 277031·SEC 801-120628·FORT WASHINGTON, PA
AUM
$391.0M
$100M-$500M
Est. Revenue
$3.9M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
EQUITA FINANCIAL NETWORK, INC.
CRD
277031
SEC file #
801-120628
EIN
474361660
DBA names
—

Economics

AUM
$391.0M
AUM band
$100M-$500M
AUM trajectory
'22'26
$107.6M → $391.0M▲ +263%
Client mix
Individuals High Net Worth310
Individuals Other124

Operations

Employees (total)
19
Advisory staff (per ADV)
15
Advisory staff (5-yr trend)
'22'26
6 advisors → 15 advisors▲ +150%
Primary office
FORT WASHINGTON PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/06/2026
ADV-W filed at
—
Website
linkedin.com/company/modern-family-finance(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BURKE, KATHLEEN, LYNDA
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
BURKE, KATHLEEN, LYNDA
GRIMES, BRIDGET, VENUS
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
12,760
Form 5500 Compensation Trajectory 3y
202512,760
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
12,760
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001994461
Edgar Registered
Yes
Edgar Filing Count
13
Edgar First Filing Date
2023-10-30
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
11
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0002063364-26-000116

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
15
Bc Firm IAR Count
15
Custodian Candidates
Full
Charles Schwab6
E*trade4
Lpl Financial1
Edgar Addresses
Mailing
500 OFFICE CENTER DRIVESUITE 400FORT WASHINGTON, PA 19034
Business
500 OFFICE CENTER DRIVESUITE 400FORT WASHINGTON, PA 19034
Edgar EIN
474361660
Edgar Recent Filings
13F-HR2026-04-23 · 0002063364-26-000116
13F-HR2026-01-29 · 0002063364-26-000037
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
5134624
Trust Company Affiliate
No

People (16)

16
GRIMES, BRIDGET, VENUS
IAR · Direct Owner · 62.5%
1574209
BURKE, KATHLEEN, LYNDA
IAR · Direct Owner · 62.5%
5134624
JAMES MICHAEL CULLEN
Executive Officer · 2.5%
5111669
Szu-Han Wang
IAR
8053910
KIMBERLEE ANN SPENCER
IAR
2394928
STEFANIE DZIEDZIC CROWE
IAR
2305425
SHEHARA LYNN WOOTEN
IAR
4501111
CATHLEEN MAUREEN McKEE
IAR
7864827
ANN JUDITH SHUBERT
IAR
6413618
Margaret Anne Bonner
IAR
7924640
BERNADETTE THERESE WAN YU HUANG
IAR
4903420
Stephen Jay Witte
IAR
6703652
JENNIFER CHANG DAZOLS
IAR
4690383
AMY MARGARET HAMASAKI
IAR
3134169
LAURA ANN TURO CORBIANI
IAR
6265566
Jaclynne Paige Walsh
IAR
7912623