SourcingSourcing

MUTUAL TRUST ADVISORY GROUP, INC.

B62
CRD 277060·SEC 801-121401·ESTERO, FL
AUM
$165.8M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$497K
@ 30% margin
Est. Deal Value
$4.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MUTUAL TRUST ADVISORY GROUP, INC.
CRD
277060
SEC file #
801-121401
EIN
—
DBA names
Mutual Trust Advisory Group

Economics

AUM
$165.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$235.8M → $165.8M▼ -30%
Client mix
Individuals Other126
Individuals High Net Worth50

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'22'26
3 advisors → 2 advisors▼ -33%
Primary office
ESTERO FL
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SCHATZLE, SCOTT, RANDAL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
SCHATZLE, SCOTT, RANDAL
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:mutualtrust.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4364
Soi Zip Pct 200k Plus
0.1805
Soi Zip Returns 200k Plus
2,850
Soi Zip Total AGI
2,425,383
Fdic Zip Total Deposits
15,834,126,000
Fdic Zip Branch Count
251
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Fdic Zip Branches Raw
Colonial BankEstero, FL
First Union National BankEstero, FL
Fdic Zip HHI
1047.88
Fdic Zip Top Bank Share Pct
21.01
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI35,376
Returns2,950
Stub 2
AGI84,273
Returns2,290
Stub 3
AGI126,967
Returns2,040
Soi Zip Total Business Income
68,635
Soi Zip Total Cap Gains
300,273
Soi Zip Total Dividends
116,784
Soi Zip Total Returns
15,790
Top Owner CRD
4773107
Trust Company Affiliate
No

People (2)

2
SCHATZLE, SCOTT, RANDAL
IAR · Direct Owner · 87.5%
4773107
Ryan Paul Rocuant
IAR
7358915