SourcingSourcing

LEADING EDGE FINANCIAL PLANNING LLC

C33
CRD 277149·SEC 801-120413·KNOXVILLE, TN
AUM
$521.8M
$500M-$1B
Est. Revenue
$5.2M
@ 1% on AUM
Est. EBITDA
$1.6M
@ 30% margin
Est. Deal Value
$12.5M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LEADING EDGE FINANCIAL PLANNING LLC
CRD
277149
SEC file #
801-120413
EIN
474221739
DBA names
—

Economics

AUM
$521.8M
AUM band
$500M-$1B
AUM trajectory
'22'26
$135.2M → $521.8M▲ +286%
Client mix
Individuals High Net Worth193
Individuals Other109

Operations

Employees (total)
15
Advisory staff (per ADV)
9
Advisory staff (5-yr trend)
'22'26
6 advisors → 9 advisors▲ +50%
Primary office
KNOXVILLE TN
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUM

Filings

Latest ADV filing
04/13/2026
ADV-W filed at
—
Website
pilotmoneyguyspodcast.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
GORMLEY, KEVIN, NICHOLAS
Top Owner Pct
37.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
GORMLEY, KEVIN, NICHOLAS
MATTINGLY, CHARLES, PATRICK
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
PILOTMONEYGUYSPODCAST.COM
Rdap Domain Creation Date
2021-10-22T22:00:40Z
Rdap Firm Age Years
5
Rdap Firm Age Band
5-10y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
4
Form 5500 Total Compensation
1,223,681
Form 5500 Compensation Trajectory 3y
20251,223,681
Form 5500 Plan Count Trajectory 3y
20254
Schedule C Total Compensation
1,223,681
Schedule C Service Provider Rows
4

SEC EDGAR

Edgar Cik
0001967205
Edgar Registered
Yes
Edgar Filing Count
16
Edgar First Filing Date
2023-03-02
Edgar Last Filing Date
2026-05-12
Edgar 13f Count
14
Edgar 13f Latest AUM Estimate
Filing Date2026-05-12
Accession0001951757-26-000822

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
6921 OFFICE PARK CIRCLEKNOXVILLE, TN 37909
Business
6921 OFFICE PARK CIRCLEKNOXVILLE, TN 37909
Edgar EIN
474221739
Edgar Recent Filings
13F-HR2026-05-12 · 0001951757-26-000822
13F-HR2026-01-21 · 0001951757-26-000247
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-10-22T22:00:40Z
Rdap Domain Last Changed
2022-10-10T19:33:45Z
Rdap Nameservers
Ns59.domaincontrol.comNs60.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
5921812
Trust Company Affiliate
No

People (9)

9
GORMLEY, KEVIN, NICHOLAS
IAR · Direct Owner · 37.5%
5921812
MATTINGLY, CHARLES, PATRICK
IAR · Direct Owner · 37.5%
5782195
Mark Covell
IAR
7308356
Jonathan Schultz
IAR
8027773
Nolan Clark
IAR
7375021
Brenda Heim de Queiroz Hill
IAR
7631887
Jason Eric Reagan
IAR
6293199
Andrew James Christopher
IAR
7178472
Zack Henry Payne
IAR
7326023