SourcingSourcing

THRIVE CAPITAL MANAGEMENT, LLC

C18
CRD 281347·SEC 801-119936·FORT WASHINGTON, PA
AUM
$656.7M
$500M-$1B
Est. Revenue
$6.6M
@ 1% on AUM
Est. EBITDA
$2.0M
@ 30% margin
Est. Deal Value
$15.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
THRIVE CAPITAL MANAGEMENT, LLC
CRD
281347
SEC file #
801-119936
EIN
—
DBA names
—

Economics

AUM
$656.7M
AUM band
$500M-$1B
AUM trajectory
'21'26
$117.7M → $656.7M▲ +458%
Client mix
Individuals Other584
Individuals High Net Worth199
Corporations3

Operations

Employees (total)
26
Advisory staff (per ADV)
13
Advisory staff (5-yr trend)
'21'26
11 advisors → 13 advisors▲ +18%
Primary office
FORT WASHINGTON PA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsSelection of other advisersEducational Seminars Workshops
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
thrivefinancialservices.com

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
THRIVE HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
THRIVE HOLDINGS, LLC
BAK, CHRISTOPHER, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
THRIVEFINANCIALSERVICES.COM
Rdap Domain Creation Date
2011-04-04T12:41:46Z
Rdap Firm Age Years
15
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001756886
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2018-10-25
Edgar Last Filing Date
2021-05-27
Edgar Form D Count
1
Edgar Form D Offerings
2018-10-252018-10-25 · 0001756886-18-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (15)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
14
Bc Firm IAR Count
14
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
295 LAFAYETTE STREETNEW YORK, NY 10012
Business
295 LAFAYETTE STREETNEW YORK, NY 10012
Edgar Recent Filings
42021-05-27 · 0000899243-21-020875
32021-05-27 · 0000899243-21-020873
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2029-04-04T12:41:46Z
Rdap Domain Last Changed
2024-03-20T15:18:49Z
Rdap Nameservers
Daniella.ns.cloudflare.comGanz.ns.cloudflare.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
No

People (16)

16
BEZAR, DAVID
IAR · Executive Officer · 2.5%
2153836
BAK, CHRISTOPHER, JOSEPH
IAR · Executive Officer · 2.5%
6278208
ELAM, BRET, THOMAS
IAR · Executive Officer · 2.5%
3258973
KAREN LEE BEZAR
Executive Officer · 2.5%
5118424
POHL, BRETT, WILLIAM
Executive Officer · 2.5%
5896497
RANDI HILLARY LEESE
IAR
4552295
ADAM BURG
IAR
4631059
JEFFREY RICHARD WALKER
IAR
4556832
Kandarp Shah
IAR
6010043
Matthew Harrison
IAR
5891543
JORDAN ELIOT COHEN
IAR
4952588
Christian Joseph Abraham
IAR
5927990
Corey Michael Cohee
IAR
4557817
Richard Alan Parrett
IAR
2038506
Sean DeBarberie
IAR
7084890
MICHAEL LEWIS ABBOTT
IAR
6575921