SourcingSourcing

RIA SERVICES, LLC

B61
CRD 281520·SEC 801-120760·WEST BEND, WI
AUM
$276.1M
$100M-$500M
Est. Revenue
$2.8M
@ 1% on AUM
Est. EBITDA
$828K
@ 30% margin
Est. Deal Value
$6.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RIA SERVICES, LLC
CRD
281520
SEC file #
801-120760
EIN
—
DBA names
Cwp Private Wealth Management

Economics

AUM
$276.1M
AUM band
$100M-$500M
AUM trajectory
'22'26
$214.8M → $276.1M▲ +29%
Client mix
Individuals Other440
Individuals High Net Worth71

Operations

Employees (total)
5
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
WEST BEND WI
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/25/2026
ADV-W filed at
—
Website
cwpwealth.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAKE, DAVID, SCOTT
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
LAKE, DAVID, SCOTT
ROSENOW, DAVID, LEO
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CWPWEALTH.COM
Rdap Domain Creation Date
2016-08-29T19:14:10Z
Rdap Firm Age Years
10
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-09-22T11:59:59Z
Rdap Domain Last Changed
2026-04-16T15:32:48Z
Rdap Nameservers
Ns53.domaincontrol.comNs54.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
1638504
Trust Company Affiliate
No

People (2)

2
LAKE, DAVID, SCOTT
IAR · Direct Owner · 87.5%
1638504
ROSENOW, DAVID, LEO
IAR · Direct Owner · 17.5%
1561780