SourcingSourcing

HOYA CAPITAL REAL ESTATE, LLC

C42
CRD 281848·SEC 801-114767·ROWAYTON, CT
AUM
$140.1M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$420K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOYA CAPITAL REAL ESTATE, LLC
CRD
281848
SEC file #
801-114767
EIN
270159296
DBA names
—

Economics

AUM
$140.1M
AUM band
$100M-$500M
AUM trajectory
'21'26
$9.5M → $140.1M▲ +1377%
Client mix
Individuals Other10
Investment Companies2

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
3 advisors → 3 advisors▬ 0%
Primary office
ROWAYTON CT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPortfolio mgmt — investment companiesPortfolio mgmt — businessesPublication of periodicals
Fee basis
% of AUMSubscription fees

Filings

Latest ADV filing
03/30/2026
ADV-W filed at
—
Website
facebook.com/housingetf(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
PETTEE INVESTORS INC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
PETTEE INVESTORS INC
Pettee, Alexander, Rankin
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001593324
Edgar Registered
Yes
Edgar Filing Count
46
Edgar First Filing Date
2016-02-08
Edgar Last Filing Date
2026-05-11
Edgar 13f Count
44
Edgar 13f Latest AUM Estimate
Filing Date2026-05-11
Accession0001593324-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Charles Schwab6
E*trade4
Interactive Brokers2
Edgar Addresses
Mailing
4 ORINDA WAYSUITE 100-AORINDA, CA 94563
Business
4 ORINDA WAYSUITE 100-AORINDA, CA 94563
Edgar EIN
270159296
Edgar Recent Filings
13F-HR2026-05-11 · 0001593324-26-000004
13F-HR2026-02-12 · 0001593324-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
105553
Trust Company Affiliate
No

People (3)

3
PETTEE INVESTORS INC
Direct Owner · 62.5%
105553
Pettee, Alexander, Rankin
IAR · Direct Owner · 37.5%
6573355
PETTEE, SHEILA, PECK
IAR · Executive Officer · 2.5%
1303484