SourcingSourcing

CLOUD INVESTMENTS, LLC

C27
CRD 281915·SEC 801-112434·HUNTSVILLE, AL
AUM
$404.0M
$100M-$500M
Est. Revenue
$4.0M
@ 1% on AUM
Est. EBITDA
$1.2M
@ 30% margin
Est. Deal Value
$9.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CLOUD INVESTMENTS, LLC
CRD
281915
SEC file #
801-112434
EIN
822569533
DBA names
—

Economics

AUM
$404.0M
AUM band
$100M-$500M
AUM trajectory
'20'26
$123.0M → $404.0M▲ +228%
Client mix
Individuals Other904
Individuals High Net Worth76
Other15

Operations

Employees (total)
6
Advisory staff (per ADV)
6
Advisory staff (5-yr trend)
'20'26
5 advisors → 6 advisors▲ +20%
Primary office
HUNTSVILLE AL
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingEducational Seminars Workshops
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
02/12/2026
ADV-W filed at
—
Website
linkedin.com/in/charlieharriman(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CLOUD, DON, PAUL
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
CLOUD, DON, PAUL
MONTES, SCOTT, ALAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:cloud.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001727327
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2018-01-09
Edgar Last Filing Date
2018-01-09
Edgar Form D Count
1
Edgar Form D Offerings
2018-01-092018-01-09 · 0001727327-18-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
6
Bc Firm IAR Count
6
Custodian Candidates
Full
E*trade4
Fidelity2
Edgar Addresses
Mailing
77 N MICHIGAN AVE, APT 9PASADENA, CA 91106
Business
77 N MICHIGAN AVE, APT 9PASADENA, CA 91106
Edgar EIN
822569533
Edgar Recent Filings
D2018-01-09 · 0001727327-18-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5362093
Trust Company Affiliate
No

People (6)

6
CLOUD, DON, PAUL
IAR · Direct Owner · 87.5%
5362093
MONTES, SCOTT, ALAN
IAR · Executive Officer · 2.5%
3099221
John Michael Huggins
IAR
7507353
GERMI LAMAR CLOUD
IAR
5832146
CHARLES ANDREW HARRIMAN
IAR
6293392
Aaron J Howard
IAR
7050961