SourcingSourcing

TEA & TAXES COMPANY DBA PROSPERITEA PLANNING

C44
CRD 282041·SEC 801-134175·GREENFIELD, MA
AUM
$176.9M
$100M-$500M
Est. Revenue
$1.8M
@ 1% on AUM
Est. EBITDA
$531K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TEA & TAXES COMPANY DBA PROSPERITEA PLANNING
CRD
282041
SEC file #
801-134175
EIN
—
DBA names
Prosperitea Planning

Economics

AUM
$176.9M
AUM band
$100M-$500M
AUM trajectory
'25'26
$125.0M → $176.9M▲ +42%
Client mix
Individuals High Net Worth63
Individuals Other58

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
2 advisors → 4 advisors▲ +100%
Primary office
GREENFIELD MA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars WorkshopsOther Advisory Services
Fee basis
Hourly chargesFixed feesOther Compensation

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
facebook.com/prosperiteaplanning(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
WENDY S.C. MARSDEN INVESTMENT
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
WENDY S.C. MARSDEN INVESTMENT
Plotkin, Samuel, Phillip
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.1707
Soi Zip Pct 200k Plus
0.0288
Soi Zip Returns 200k Plus
250
Soi Zip Total AGI
550,288
Census Median Hh Income
53,536
Census High Income Households
340
Census Median Age
44.3
Census Pop 65 66 Total
519
Census Total Households
8,225
Census NAICS 523930 Count
3
Fdic Zip Total Deposits
19,836,346,000
Fdic Zip Branch Count
233
Fdic Zip Top Banks
Greenfield Savings Bank
Greenfield Co-operative Bank

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Census Bachelors Plus Count
2,873
Census Median Home Value
242,100
Census NAICS 523930 Employees
0
Census Unemployed Count
452
Census Zip
01301
Custodian Candidates
Full
Charles Schwab6
E*trade4
Fdic Zip Branches Raw
BayBankGreenfield, MA
Fleet Bank of Massachusetts, National AssociationGreenfield, MA
Fdic Zip HHI
2047.51
Fdic Zip Top Bank Share Pct
36.21
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI30,608
Returns2,500
Stub 2
AGI85,208
Returns2,290
Stub 3
AGI91,583
Returns1,490
Soi Zip Total Business Income
25,905
Soi Zip Total Cap Gains
23,068
Soi Zip Total Dividends
10,557
Soi Zip Total Returns
8,670
Trust Company Affiliate
No

People (4)

4
Plotkin, Samuel, Phillip
IAR · Direct Owner · 37.5%
7449679
MARSDEN, WENDY SUZANNE, CONRAD
IAR · Executive Officer · 2.5%
6596601
Mari Lynn Fries
IAR
8185401
David Michael Carnevale
IAR
8182719