SourcingSourcing

WINTHROP PARTNERS - WPA, LLC

B53
CRD 282102·SEC 801-106949·BUFFALO, NY
AUM
$44.1M
$25M-$100M
Est. Revenue
$441K
@ 1% on AUM
Est. EBITDA
$132K
@ 30% margin
Est. Deal Value
$1.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
WINTHROP PARTNERS - WPA, LLC
CRD
282102
SEC file #
801-106949
EIN
—
DBA names
Winthrop Partners - Wpa , Llc

Economics

AUM
$44.1M
AUM band
$25M-$100M
AUM trajectory
'20'26
$39.4M → $44.1M▲ +12%
Client mix
Individuals Other96
Individuals High Net Worth8

Operations

Employees (total)
3
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'20'26
1 advisors → 2 advisors▲ +100%
Primary office
BUFFALO NY
Branches
—

Custodian & Brokerage

Primary custodian
Raymond Jameslow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/07/2026
ADV-W filed at
—
Website
facebook.com/winthroppartnerswny(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SAUNDERS, THOMAS, JOHN
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
SAUNDERS, THOMAS, JOHN
WERNER, ROBERT, BRIAN
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
2
Bc Firm IAR Count
2
Custodian Candidates
Full
Raymond James4
E*trade4
Firm Has Custody
No
Mailing Office Differs
Yes
Top Owner CRD
2854359
Trust Company Affiliate
No

People (4)

4
WERNER, ROBERT, BRIAN
IAR · Direct Owner · 62.5%
4910211
SAUNDERS, THOMAS, JOHN
Direct Owner · 62.5%
2854359
CHRISTOPHER, KELLY, MELISSA
Executive Officer · 2.5%
6000499
Robert Michael Richardson
IAR
7671669