SourcingSourcing

VAUCLUSE PARTNERS

C13
CRD 282109·BURLINGTON, MA
AUM
—
Est. Revenue
—
@ 1% on AUM
Est. EBITDA
—
@ 30% margin
Est. Deal Value
—
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
VAUCLUSE PARTNERS
CRD
282109
SEC file #
—
EIN
274648834
DBA names
Vaucluse Management, LlcVaucluse Partners Gp, LlcVaucluse Partners

Economics

AUM
—
AUM band
—
AUM trajectory
—
Client mix
—

Operations

Employees (total)
—
Advisory staff (per ADV)
—
Advisory staff (5-yr trend)
—
Primary office
BURLINGTON MA
Branches
—

Custodian & Brokerage

Primary custodian
Interactive Brokerslow confidence
Services offered
—
Fee basis
—

Filings

Latest ADV filing
—
ADV-W filed at
—
Website
—

Compliance

Disclosures (firm)
—
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
Rothschild, Peter, John
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
Rothschild, Peter, John
BATHON, DANIEL, HOWARD
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001707348
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2017-05-24
Edgar Last Filing Date
2017-05-24
Edgar Form D Count
1
Edgar Form D Offerings
2017-05-242017-05-24 · 0001707350-17-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (9)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Interactive Brokers14
E*trade4
Edgar Addresses
Mailing
561 VIRGINIA ROAD, BUILDING 4CONCORD, MA 01742
Business
561 VIRGINIA ROAD, BUILDING 4CONCORD, MA 01742
Edgar EIN
274648834
Edgar Recent Filings
D2017-05-24 · 0001707350-17-000003
Top Owner CRD
6584755

People (3)

3
Rothschild, Peter, John
Direct Owner · 87.5%
6584755
BATHON, DANIEL, HOWARD
Direct Owner · 17.5%
1147905
Jesse Thomas Brady
Executive Officer · 2.5%
6584762