SourcingSourcing

STIFEL INDEPENDENT ADVISORS, LLC

C23
CRD 28218·SEC 801-43561·ST LOUIS, MO
AUM
$5.01B
$1B+
Est. Revenue
$50.1M
@ 1% on AUM
Est. EBITDA
$15.0M
@ 30% margin
Est. Deal Value
$120.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STIFEL INDEPENDENT ADVISORS, LLC
CRD
28218
SEC file #
801-43561
EIN
000000000
DBA names
—

Economics

AUM
$5.01B
AUM band
$1B+
AUM trajectory
'20'26
$731.6M → $5.01B▲ +584%
Client mix
Individuals Other5,638
Individuals High Net Worth2,124
Pension Profit Sharing Plans61
Corporations42
Charitable Organizations37

Operations

Employees (total)
198
Advisory staff (per ADV)
132
Advisory staff (5-yr trend)
'20'26
86 advisors → 132 advisors▲ +53%
Primary office
ST LOUIS MO
Branches
—

Custodian & Brokerage

Primary custodian
E*Trademedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed feesCommissions

Filings

Latest ADV filing
03/02/2026
ADV-W filed at
—
Website
columbiacrestfa.com

Compliance

Disclosures (firm)
1
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
EQUITABLE DISTRIBUTION HOLDING
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
EQUITABLE DISTRIBUTION HOLDING
BOYLAN, PATRICIA AGNES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COLUMBIACRESTFA.COM
Rdap Domain Creation Date
2010-08-24T16:00:30Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
MarkMonitor Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
21,239
Form 5500 Compensation Trajectory 3y
202521,239
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
21,239
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0001953940
Edgar Registered
Yes
Edgar Filing Count
41
Edgar First Filing Date
2023-12-21
Edgar Last Filing Date
2026-05-13
Edgar Form D Count
6
Edgar Form D Offerings
2026-01-162026-01-16 · 0001953940-26-000001
2025-10-102025-10-10 · 0001953940-25-000005
Edgar Sic Description
Investment Advice

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
50
Bc Firm Active IA Count
25
Bc Firm IAR Count
50
Custodian Candidates
Window
E*trade1
Full
E*trade5
State Street1
Edgar Addresses
Mailing
345 PARK AVENUE40TH FLOORNEW YORK, NY 10154
Business
345 PARK AVENUE40TH FLOORNEW YORK, NY 10154
Edgar EIN
000000000
Edgar Recent Filings
10-Q2026-05-13 · 0001953940-26-000007
8-K2026-04-23 · 0001193125-26-171877
Edgar Sic
6282
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-08-24T16:00:30Z
Rdap Domain Last Changed
2025-07-23T09:21:55Z
Rdap Nameservers
Edns1.ultradns.bizEdns1.ultradns.comEdns1.ultradns.netEdns1.ultradns.org
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Transfer ProhibitedClient Update Prohibited
Trust Company Affiliate
Yes

People (54)

54
BOYLAN, PATRICIA AGNES
Executive Officer · 2.5%
3231492
MASSA, FRANK ANGELO JR
Executive Officer · 2.5%
2241858
SCAPPATOR, CANDACE LYNN
Executive Officer · 2.5%
4697607
ZIMMERER, TRACY
Executive Officer · 2.5%
4275481
APRIL DUCLOS SCELLIN
IAR
4314106
KAREN LYNN GRUCHALA
IAR
4252216
JUSTIN M RENO
IAR
5028897
ANGELA MARIE OCKER
IAR
5087322
TIMOTHY STEPHEN ROGOWSKI
IAR
1111731
FREDERICK RICHARD WARREN
IAR
1014053
BERNARD ANTHONY TESSITORE
IAR
1918607
W A GACIOCH
IAR
2732741
Amanda Leigh Bauche
IAR
7900784
NOLL, DOUGLAS WAYNE
IAR
1614129
GARY OMAR DIAZ
IAR
3038341
STEVEN ALAN BOFF
IAR
1097470
Makayla Ja Davis
IAR
7268258
WILLIAM THOMAS HUTCHISON
IAR
4417559
Samantha Ann Trankler
IAR
6993472
KURT HEYDUCK
IAR
4120242
Brett James Porter
IAR
7386876
Timothy J Hantak
IAR
6247591
BRIGHT, GEOFFREY, CLYDE
IAR
4696103
Kurt Kuhl
IAR
7967897
JAMES LASCHOBER
IAR
1750249
CRAIG MCINTOSH
IAR
5979048
RICHARD WILLIAM SMITH
IAR
1333488
JOHN HENRY FLEENOR
IAR
5142941
EDWARD LEE POTH
IAR
1243209
HECTOR BARUCH GONZALEZ
IAR
4429337
MICHELE L CERNA
IAR
5825588
DODSON, CHARLES EDWARD
IAR
1744430
KATHLEEN MARIE BROCKMEIER
IAR
1757627
Pratik Nitin Jhaveri
IAR
6668173
Zane Lawrence Wright
IAR
7632174
King Chan
IAR
5514984
STEIN, AVI, L
IAR
5835030
CYNTHIA SUE RUTTENBUR
IAR
4190098
LYNDA ANNETTE HOFSTETTER
IAR
1195507
JAMES R WOLF
IAR
4448748
Noah Thomas May
IAR
7561727
DAVID JON EWERT
IAR
2399923
STACI LYNN ATWOOD
IAR
2637843
GAETANO LAUDICINA
IAR
5015670
HOWARD DANIEL RIFE
IAR
502237
DUANE JOHN DANIELS
IAR
3268866
JEFFREY LEE SCHUETTE
IAR
2201428
Bryan Jones
IAR
7633064
Emily Seeling
IAR
7051432
Zachary Ross Thurston
IAR
6652400
CHRISTOPHER ALAN HOWARD
IAR
5787792
CHERYL ANN CARVELOT
IAR
3245118
PAUL GREGORY GLOBETTI
IAR
1342404
JAMES MATTHEW DUNCAN
IAR
5560221