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OPUS FINANCIAL SOLUTIONS LLC

A65
CRD 282311·SEC 801-121841·DOWNERS GROVE, IL
AUM
$150.8M
$100M-$500M
Est. Revenue
$1.5M
@ 1% on AUM
Est. EBITDA
$453K
@ 30% margin
Est. Deal Value
$3.6M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OPUS FINANCIAL SOLUTIONS LLC
CRD
282311
SEC file #
801-121841
EIN
810747890
DBA names
—

Economics

AUM
$150.8M
AUM band
$100M-$500M
AUM trajectory
'22'26
$110.2M → $150.8M▲ +37%
Client mix
Individuals Other75
Individuals High Net Worth61
Other1

Operations

Employees (total)
4
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'22'26
3 advisors → 3 advisors▬ 0%
Primary office
DOWNERS GROVE IL
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BAYER, LISA, LOUISE
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
BAYER, LISA, LOUISE
KUNST, MATTHEW, MICHAEL
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001934041
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-02-17
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001934041-26-000004

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
1121 WARREN AVE STE 230DOWNERS GROVE, IL 60515
Business
1121 WARREN AVE STE 230DOWNERS GROVE, IL 60515
Edgar EIN
810747890
Edgar Recent Filings
13F-HR2026-05-08 · 0001934041-26-000004
13F-HR2026-02-17 · 0001934041-26-000003
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
1448970
Trust Company Affiliate
No

People (3)

3
BAYER, LISA, LOUISE
IAR · Direct Owner · 62.5%
1448970
KUNST, MATTHEW, MICHAEL
IAR · Direct Owner · 37.5%
3163686
MATTHEW David SMITH
IAR
7254763