COURIER CAPITAL, LLC

C29
CRD 282485·SEC 801-107119·BUFFALO, NY
AUM
$3.59B
$1B+
Est. Revenue
$35.9M
@ 1% on AUM
Est. EBITDA
$10.8M
@ 30% margin
Est. Deal Value
$86.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
COURIER CAPITAL, LLC
CRD
282485
SEC file #
801-107119
EIN
160980554
DBA names

Economics

AUM
$3.59B
AUM band
$1B+
AUM trajectory
'20'26
$1.63B → $3.59B▲ +120%
Client mix
Individuals Other1,738
Individuals High Net Worth356
Pension Profit Sharing Plans45
Corporations38
Charitable Organizations35

Operations

Employees (total)
26
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'20'26
9 advisors → 12 advisors▲ +33%
Primary office
BUFFALO NY
Branches

Custodian & Brokerage

Primary custodian
LPL Financialmedium confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at

Compliance

Disclosures (firm)
0
Trademark
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
FINANCIAL INSTITUTIONS, INC.
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
5
Control Persons
FINANCIAL INSTITUTIONS, INC.
IGLEWSKI, JAMES, EDWARD
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
COURIERCAPITAL.COM
Rdap Domain Creation Date
2000-01-27T21:08:47Z
Rdap Firm Age Years
26
Rdap Firm Age Band
20+y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
7
Form 5500 Total Compensation
187,026
Form 5500 Compensation Trajectory 3y
2025147,138
202639,888
Form 5500 Plan Count Trajectory 3y
20256
20261
Schedule C Total Compensation
187,026
Schedule C Service Provider Rows
7

SEC EDGAR

Edgar Cik
0001015247
Edgar Registered
Yes
Edgar Filing Count
104
Edgar First Filing Date
2001-01-26
Edgar Last Filing Date
2026-04-23
Edgar 13f Count
102
Edgar 13f Latest AUM Estimate
Filing Date2026-04-23
Accession0001420506-26-000719
Edgar Former Names
COURIER CAPITAL CORP

Compliance & brand

Firm Registration Status
active

All other collected signals (16)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
13
Bc Firm IAR Count
13
Custodian Candidates
Window
Lpl Financial2
Full
Charles Schwab6
E*trade4
Lpl Financial2
Wells Fargo2
Edgar Addresses
Mailing
1114 DELAWARE AVENUEBUFFALO, NY 14209-1604
Business
1114 DELAWARE AVENUEBUFFALO, NY 14209-1604
Edgar EIN
160980554
Edgar Recent Filings
13F-HR/A2026-04-23 · 0001420506-26-000719
13F-HR2026-04-20 · 0001420506-26-000685
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2028-01-27T21:08:47Z
Rdap Domain Last Changed
2025-11-28T07:28:19Z
Rdap Nameservers
Ns1.dnsbycomodo.netNs2.dnsbycomodo.net
Rdap Secure Dns Enabled
Yes
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No