SourcingSourcing

RED TORTOISE, LLC

B57
CRD 282509·SEC 801-112539·ATLANTA, GA
AUM
$382.3M
$100M-$500M
Est. Revenue
$3.8M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$9.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
RED TORTOISE, LLC
CRD
282509
SEC file #
801-112539
EIN
475675766
DBA names
Red Tortoise

Economics

AUM
$382.3M
AUM band
$100M-$500M
AUM trajectory
'20'26
$110.6M → $382.3M▲ +246%
Client mix
Individuals High Net Worth57
Individuals Other21
Corporations4

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'20'26
4 advisors → 4 advisors▬ 0%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/16/2026
ADV-W filed at
—
Website
linkedin.com/company/redtortoisellc(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MACEY, REX, PHILLIP
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
4
Control Persons
MACEY, REX, PHILLIP
Fleming, Howard, McMonagle
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:linkedin.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001910488
Edgar Registered
Yes
Edgar Filing Count
18
Edgar First Filing Date
2022-02-10
Edgar Last Filing Date
2026-04-21
Edgar 13f Count
18
Edgar 13f Latest AUM Estimate
Filing Date2026-04-21
Accession0001910488-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
4
Bc Firm IAR Count
4
Custodian Candidates
Full
Charles Schwab6
Fidelity4
E*trade4
Edgar Addresses
Mailing
5555 GLENRIDGE CONNECTORSUITE 200ATLANTA, GA 30342-4815
Business
5555 GLENRIDGE CONNECTORSUITE 200ATLANTA, GA 30342-4815
Edgar EIN
475675766
Edgar Recent Filings
13F-HR2026-04-21 · 0001910488-26-000002
13F-HR2026-01-22 · 0001910488-26-000001
Firm Has Custody
Yes
Mailing Office Differs
No
Top Owner CRD
1781700
Trust Company Affiliate
No

People (4)

4
MACEY, REX, PHILLIP
IAR · Direct Owner · 62.5%
1781700
Fleming, Howard, McMonagle
IAR · Direct Owner · 37.5%
1705075
CHEN, GEORGE
IAR · Direct Owner · 17.5%
3070134
MCVAY, WILLIAM, GALE
IAR · Executive Officer · 2.5%
718549