SourcingSourcing

7 STREETS FINANCIAL, LLC

B59
CRD 282577·SEC 801-117850·SAN DIEGO, CA
AUM
$88.4M
$25M-$100M
Est. Revenue
$884K
@ 1% on AUM
Est. EBITDA
$265K
@ 30% margin
Est. Deal Value
$2.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
7 STREETS FINANCIAL, LLC
CRD
282577
SEC file #
801-117850
EIN
—
DBA names
—

Economics

AUM
$88.4M
AUM band
$25M-$100M
AUM trajectory
'21'26
$120.0M → $88.4M▼ -26%
Client mix
Individuals Other240
Individuals High Net Worth30

Operations

Employees (total)
5
Advisory staff (per ADV)
2
Advisory staff (5-yr trend)
'21'26
2 advisors → 2 advisors▬ 0%
Primary office
SAN DIEGO CA
Branches
—

Custodian & Brokerage

Primary custodian
LPL Financiallow confidence
Services offered
Financial planningPortfolio mgmt — individualsEducational Seminars Workshops
Fee basis
% of AUMFixed fees

Filings

Latest ADV filing
03/27/2024
ADV-W filed at
—
Website
7sts.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
JOE DUCA FINANCIAL SERVICES, INC
Top Owner Pct
62.5
Top Owner Entity Kind
DE
Owner Count
4
Control Persons
JOE DUCA FINANCIAL SERVICES, INC
TRAVIS LEWIS FINANCIAL ADVISOR, INC
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
7STS.COM
Rdap Domain Creation Date
2015-11-03T21:52:50Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.2667
Soi Zip Pct 200k Plus
0.0614
Soi Zip Returns 200k Plus
1,270
Soi Zip Total AGI
1,649,179
Fdic Zip Total Deposits
49,762,799,000
Fdic Zip Branch Count
362
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Bank of America, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (23)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Lpl Financial6
E*trade4
Fdic Zip Branches Raw
Grossmont BankLA Mesa, CA
Glendale Federal Bank, Federal Savings BankLA Mesa, CA
Fdic Zip HHI
880.66
Fdic Zip Top Bank Share Pct
22.81
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-11-03T21:52:50Z
Rdap Domain Last Changed
2025-02-10T16:41:52Z
Rdap Nameservers
Ns2.commonwealth.comNs3.commonwealth.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI56,249
Returns4,440
Stub 2
AGI173,889
Returns4,670
Stub 3
AGI218,462
Returns3,530
Soi Zip Total Business Income
45,991
Soi Zip Total Cap Gains
42,350
Soi Zip Total Dividends
19,288
Soi Zip Total Returns
20,700
Trust Company Affiliate
No

People (2)

2
JOSEPH RAY DUCA
Executive Officer · 2.5%
4563712
TRAVIS SHAWN LEWIS
Executive Officer · 2.5%
4537419