SourcingSourcing

PROVIDENT LIVING FINANCIAL SERVICES, INC.

C33
CRD 282665·SEC 801-132694·LEHI, UT
AUM
$158.1M
$100M-$500M
Est. Revenue
$1.6M
@ 1% on AUM
Est. EBITDA
$474K
@ 30% margin
Est. Deal Value
$3.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
PROVIDENT LIVING FINANCIAL SERVICES, INC.
CRD
282665
SEC file #
801-132694
EIN
272321097
DBA names
Provident Living Financial Services

Economics

AUM
$158.1M
AUM band
$100M-$500M
AUM trajectory
'25'26
$130.4M → $158.1M▲ +21%
Client mix
Individuals Other183
Individuals High Net Worth62
Charitable Organizations5
Pension Profit Sharing Plans3
Corporations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'25'26
2 advisors → 3 advisors▲ +50%
Primary office
LEHI UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/05/2026
ADV-W filed at
—
Website
getprovident.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
BARBER, RICHARD, TOM
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
BARBER, RICHARD, TOM
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
GETPROVIDENT.COM
Rdap Domain Creation Date
2010-10-16T18:53:52Z
Rdap Firm Age Years
16
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0002083149
Edgar Registered
Yes
Edgar Filing Count
2
Edgar First Filing Date
2026-01-21
Edgar Last Filing Date
2026-05-13
Edgar 13f Count
2
Edgar 13f Latest AUM Estimate
Filing Date2026-05-13
Accession0002083149-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
3450 N TRIUMPH BLVD, SUITE 102LEHI, UT 84043
Business
3450 N TRIUMPH BLVD, SUITE 102LEHI, UT 84043
Edgar EIN
272321097
Edgar Recent Filings
13F-HR2026-05-13 · 0002083149-26-000002
13F-HR2026-01-21 · 0002083149-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2035-10-16T18:53:52Z
Rdap Domain Last Changed
2025-10-20T22:35:49Z
Rdap Nameservers
Ns10.wixdns.netNs11.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4566084
Trust Company Affiliate
No

People (3)

3
BARBER, RICHARD, TOM
IAR · Direct Owner · 87.5%
4566084
RACHEL Anne PIERINI
IAR
6555997
Ruth Barber
IAR
8226657