HOWARD BAILEY SECURITIES, LLC
C23
CRD 282712·SEC 801-114636·FORT WAYNE, IN
AUM
$582.8M
$500M-$1B
Est. Revenue
$5.8M
@ 1% on AUM
Est. EBITDA
$1.7M
@ 30% margin
Est. Deal Value
$14.0M
@ 8× EBITDA
Identity
Registrations & legal identity
Economics
AUM trajectory
'20 · $117.0M
'21 · $187.9M
'22 · $246.5M
'23 · $340.2M
'25 · $484.9M
'26 · $582.8M
'20'26
$117.0M → $582.8M▲ +398%
Client mix
| Individuals Other | 1,617 |
| Individuals High Net Worth | 83 |
| Pension Profit Sharing Plans | 53 |
| Corporations | 3 |
Operations
Advisory staff (5-yr trend)
'20 · 6 advisors
'21 · 7 advisors
'22 · 8 advisors
'23 · 12 advisors
'25 · 16 advisors
'26 · 15 advisors
'20'26
6 advisors → 15 advisors▲ +150%
Branches
—
Custodian & Brokerage
Services offered
Financial planningPortfolio mgmt — individualsPortfolio mgmt — businessesPension consulting
Filings
ADV-W filed at
—
Compliance
Trademark
—
Additional signalsExpand ▾
Ownership & succession ★
Who controls the firm + pre-computed succession flags
Availability / M&A ★
Already-acquired = skip; deal comps
Web presence ★
Stale website = winding down
Retirement-plan book (Form 5500) ★
401(k)/plan business — cross-sell value
SEC EDGAR
Compliance & brand
All other collected signals (12)
Everything else we've pulled for this record, not yet curated into a section.
Edgar Addresses
Mailing
5916 COVINGTON ROADFORT WAYNE, IN 46804
Business
5916 COVINGTON ROADFORT WAYNE, IN 46804
Edgar Recent Filings
13F-HR2026-04-23 · 0002043986-26-000005
13F-HR/A2026-02-27 · 0002043986-26-000004