SourcingSourcing

LAWLEY RETIREMENT ADVISORS, LLC

C42
CRD 282786·SEC 801-107260·BUFFALO, NY
AUM
$2.13B
$1B+
Est. Revenue
$21.3M
@ 1% on AUM
Est. EBITDA
$6.4M
@ 30% margin
Est. Deal Value
$51.1M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LAWLEY RETIREMENT ADVISORS, LLC
CRD
282786
SEC file #
801-107260
EIN
—
DBA names
Lawley Retirement Advisors

Economics

AUM
$2.13B
AUM band
$1B+
AUM trajectory
'20'26
$682.3M → $2.13B▲ +212%
Client mix
Pension Profit Sharing Plans161

Operations

Employees (total)
12
Advisory staff (per ADV)
5
Advisory staff (5-yr trend)
'20'26
4 advisors → 5 advisors▲ +25%
Primary office
BUFFALO NY
Branches
—

Custodian & Brokerage

Primary custodian
Fidelitylow confidence
Services offered
Pension consultingOther Advisory Services
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/20/2026
ADV-W filed at
—
Website
lawleyretirement.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LAWLEY PARENT, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LAWLEY PARENT, LLC
REHAK, JAMES, JOSEPH
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
LAWLEYRETIREMENT.COM
Rdap Domain Creation Date
2015-12-17T20:24:23Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
Network Solutions, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
31
Form 5500 Total Compensation
659,605
Form 5500 Compensation Trajectory 3y
2025659,605
Form 5500 Plan Count Trajectory 3y
202531
Schedule C Total Compensation
659,605
Schedule C Service Provider Rows
31

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (13)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
8
Bc Firm Active IA Count
9
Bc Firm IAR Count
9
Custodian Candidates
Full
Fidelity4
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2030-12-17T20:24:23Z
Rdap Domain Last Changed
2025-10-18T06:12:31Z
Rdap Nameservers
Ns5.worldnic.comNs6.worldnic.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Trust Company Affiliate
No

People (9)

9
TEVENS, TODD, MICHAEL
IAR · Executive Officer · 2.5%
4262030
REHAK, JAMES, JOSEPH
IAR · Executive Officer · 2.5%
1503983
Adam M Clouden
IAR
7876158
Mary K Setter
IAR
5838902
Matthew J Siva
IAR
6854915
LAURA ANN COOLEY
IAR
4867748
James Patrick Rehak
IAR
6944181
Ryan Thomas Miller
IAR
6563884
Benard Verrico
IAR
7998255