SourcingSourcing

SWITCHPOINT FINANCIAL PLANNING LLC

C29
CRD 282856·SEC 801-125029·LEHI, UT
AUM
$367.1M
$100M-$500M
Est. Revenue
$3.7M
@ 1% on AUM
Est. EBITDA
$1.1M
@ 30% margin
Est. Deal Value
$8.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
SWITCHPOINT FINANCIAL PLANNING LLC
CRD
282856
SEC file #
801-125029
EIN
810759161
DBA names
—

Economics

AUM
$367.1M
AUM band
$100M-$500M
AUM trajectory
'23'26
$129.7M → $367.1M▲ +183%
Client mix
Individuals High Net Worth66
Individuals Other34
Pension Profit Sharing Plans1
Charitable Organizations1

Operations

Employees (total)
3
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'23'26
2 advisors → 3 advisors▲ +50%
Primary office
LEHI UT
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/31/2026
ADV-W filed at
—
Website
facebook.com/switchpointfinancial(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
SWEENEY, JAMES, RHEAD
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
2
Control Persons
SWEENEY, JAMES, RHEAD
Wilhelm, Kyle, David
Solo Advisor Indicator
No
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:facebook.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No
Form 5500 Plan Count
1
Form 5500 Total Compensation
5,000
Form 5500 Compensation Trajectory 3y
20255,000
Form 5500 Plan Count Trajectory 3y
20251
Schedule C Total Compensation
5,000
Schedule C Service Provider Rows
1

SEC EDGAR

Edgar Cik
0002055526
Edgar Registered
Yes
Edgar Filing Count
6
Edgar First Filing Date
2025-02-12
Edgar Last Filing Date
2026-04-30
Edgar 13f Count
6
Edgar 13f Latest AUM Estimate
Filing Date2026-04-30
Accession0002055526-26-000002

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
3
Bc Firm IAR Count
3
Custodian Candidates
Full
Charles Schwab6
E*trade4
Edgar Addresses
Mailing
2901 W BLUEGRASS BLVDSUITE 200-26LEHI, UT 84043
Business
2901 W BLUEGRASS BLVDSUITE 200-26LEHI, UT 84043
Edgar EIN
810759161
Edgar Recent Filings
13F-HR2026-04-30 · 0002055526-26-000002
13F-HR2026-02-17 · 0002055526-26-000001
Firm Has Custody
No
Mailing Office Differs
No
Top Owner CRD
5964234
Trust Company Affiliate
No

People (3)

3
SWEENEY, JAMES, RHEAD
IAR · Direct Owner · 87.5%
5964234
Wilhelm, Kyle, David
IAR · Direct Owner · 17.5%
6066686
Beau Michael Kemp
IAR
6969712