SourcingSourcing

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

C27
CRD 283004·SEC 801-107426·STAMFORD, CT
AUM
$33.52B
$1B+
Est. Revenue
$335.2M
@ 1% on AUM
Est. EBITDA
$100.5M
@ 30% margin
Est. Deal Value
$804.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
CRD
283004
SEC file #
801-107426
EIN
320483695
DBA names
—

Economics

AUM
$33.52B
AUM band
$1B+
AUM trajectory
'20'26
$5.20B → $33.52B▲ +545%
Client mix
Individuals High Net Worth24,423
Individuals Other14,963
Pension Profit Sharing Plans528
Corporations364
Charitable Organizations147

Operations

Employees (total)
549
Advisory staff (per ADV)
310
Advisory staff (5-yr trend)
'20'26
123 advisors → 310 advisors▲ +152%
Primary office
STAMFORD CT
Branches
—

Custodian & Brokerage

Primary custodian
Pershinglow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
04/21/2026
ADV-W filed at
—
Website
youtube.com/@stewardpartners

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
STEWARD PARTNERS HOLDINGS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
6
Control Persons
STEWARD PARTNERS HOLDINGS, LLC
Achkire, Debra, Volland
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
social_url_excluded:youtube.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
Yes
Form 5500 Plan Count
5
Form 5500 Total Compensation
252,288
Form 5500 Compensation Trajectory 3y
2025252,288
Form 5500 Plan Count Trajectory 3y
20255
Schedule C Total Compensation
252,288
Schedule C Service Provider Rows
5

SEC EDGAR

Edgar Cik
0001723397
Edgar Registered
Yes
Edgar Filing Count
41
Edgar First Filing Date
2017-11-22
Edgar Last Filing Date
2026-05-08
Edgar 13f Count
39
Edgar 13f Latest AUM Estimate
Filing Date2026-05-08
Accession0001723397-26-000003

Compliance & brand

Firm Registration Status
active

All other collected signals (12)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
46
Bc Firm Active IA Count
50
Bc Firm IAR Count
50
Custodian Candidates
Full
Pershing8
Raymond James8
E*trade4
Charles Schwab1
Edgar Addresses
Mailing
400 ATLANTIC STREET10TH FLOORSTAMFORD, CT 06901-3512
Business
400 ATLANTIC STREET10TH FLOORSTAMFORD, CT 06901-3512
Edgar EIN
320483695
Edgar Recent Filings
13F-HR2026-05-08 · 0001723397-26-000003
13F-HR2026-02-12 · 0001723397-26-000001
Fee Schedule
Bracket Ix60
Bracket I31
Bracket Iii3
Bracket Xi3
Bracket Vi1
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (53)

53
WINTERBOURNE, JEANI, THERESA
IAR · Executive Officer · 2.5%
1075564
MAITLAND, MACGREGOR
IAR · Executive Officer · 2.5%
4149910
Achkire, Debra, Volland
Executive Officer · 2.5%
4898647
FABER, JOSEPH, S
Executive Officer · 2.5%
4834049
Guldner, Robert, John
Executive Officer · 2.5%
2283980
JOSEPH JOHN DECAROLIS
IAR
1824283
THOMAS FRANCIS WHEELER
IAR
7074846
William Gold
IAR
6515733
SHERRIE LYN KERR
IAR
1880943
Ashley L Rowell
IAR
5505909
KEVIN LOCH
IAR
6308010
CHRISTOPHER JOHN STIEF
IAR
5282817
Andrew Lollar Wiginton
IAR
8035026
Terry Noel Estes
IAR
4071177
Sarah Payton Chatham Morgan
IAR
6615012
Jacob Lubner
IAR
7917294
Helen Laurel Knapp
IAR
7629707
Andrew Max Hoffman
IAR
6953689
Jacob T Hoover
IAR
7747742
KEITH MORGAN
IAR
3139407
NOOSHIN MCKINNEY
IAR
2675672
LARRIE DEAN HOOVER
IAR
2802218
Christopher William Buckley
IAR
6688054
Philip Alan White
IAR
8163586
Kelley Jean Trilling
IAR
4955490
Jason Miles Burklow
IAR
7773488
Aidan Longhurst
IAR
7907048
Adam Shaw
IAR
8054366
WILLIAM JOHN PUDUSKI
IAR
6629747
Kyle Joseph Lombardo
IAR
7797830
Derrick Brian LaBranche
IAR
7037853
PETER TIMOTHY HANRAHAN
IAR
6707132
Alex David Robert
IAR
8157379
Leland Detmer
IAR
7876432
Erik S Clay
IAR
5235637
Michelle Dudenhoefer Troyer
IAR
7690791
Jodie Emmert Mrotek
IAR
8019262
MICHAEL ANTHONY MORA
IAR
6904940
MEGAN ALISSA SHUPE
IAR
6368330
MARK YIN-PONG HWEE
IAR
5573989
MARIE MARGARET CLOW
IAR
1630660
JEFFREY DAVID KANTOR
IAR
3093179
COLLEEN FAE VAN BLARICOM
IAR
5339345
MATTHEW J BALTUCH
IAR
2701758
TRACY JAO
IAR
3171897
JAMES GREGORY WALLACE
IAR
4221826
JOHN HO SEO
IAR
3175582
CHRISTOPHER J FIGARO
IAR
4206565
MELISSA SUSAN MULLOY-MECOZZI
IAR
5331621
JOHN S PAPPAS
IAR
4705639
ERIK JOSEPH MATHIESON
IAR
2207687
JEFFREY CRAIG GONYO
IAR
2366640
STEVEN SCOTT NOVICK
IAR
2187676