SourcingSourcing

OLYMPUS PEAKS FINANCIAL, LLC

C44
CRD 283040·SEC 801-134885·SANDY, UT
AUM
$141.4M
$100M-$500M
Est. Revenue
$1.4M
@ 1% on AUM
Est. EBITDA
$424K
@ 30% margin
Est. Deal Value
$3.4M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
OLYMPUS PEAKS FINANCIAL, LLC
CRD
283040
SEC file #
801-134885
EIN
—
DBA names
—

Economics

AUM
$141.4M
AUM band
$100M-$500M
AUM trajectory
—
Client mix
Individuals High Net Worth82
Individuals Other81

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
—
Primary office
SANDY UT
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Financial planningPortfolio mgmt — individualsPension consultingSelection of other advisers
Fee basis
% of AUMHourly charges

Filings

Latest ADV filing
01/21/2026
ADV-W filed at
—
Website
linkedin.com/in/r-troy-maxfield-5a705053(social)

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
MAXFIELD, REGINALD, TROY
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
MAXFIELD, REGINALD, TROY
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:olympuspeaks.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.278
Soi Zip Pct 200k Plus
0.0622
Soi Zip Returns 200k Plus
810
Soi Zip Total AGI
1,047,084
Fdic Zip Total Deposits
8,297,973,000
Fdic Zip Branch Count
167
Fdic Zip Top Banks
MountainWest Financial Corporation
Morgan Stanley Dean Witter Bank, Inc.

Compliance & brand

Firm Registration Status
active

All other collected signals (19)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
E*trade4
Axos Advisor Services2
Fdic Zip Branches Raw
Bank One, Utah, National AssociationSandy, UT
Zions First National BankSandy, UT
Fdic Zip HHI
1420.87
Fdic Zip Top Bank Share Pct
27.87
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI36,223
Returns2,970
Stub 2
AGI103,862
Returns2,790
Stub 3
AGI128,868
Returns2,100
Soi Zip Total Business Income
23,154
Soi Zip Total Cap Gains
27,098
Soi Zip Total Dividends
7,530
Soi Zip Total Returns
13,020
Top Owner CRD
5308823
Trust Company Affiliate
No

People (1)

1
MAXFIELD, REGINALD, TROY
IAR · Direct Owner · 87.5%
5308823