SourcingSourcing

CONNOR CAPITAL SB, LLC

B60
CRD 283073·SEC 801-129234·SANTA BARBARA, CA
AUM
$196.7M
$100M-$500M
Est. Revenue
$2.0M
@ 1% on AUM
Est. EBITDA
$590K
@ 30% margin
Est. Deal Value
$4.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
CONNOR CAPITAL SB, LLC
CRD
283073
SEC file #
801-129234
EIN
000000000
DBA names
—

Economics

AUM
$196.7M
AUM band
$100M-$500M
AUM trajectory
'25'26
$212.6M → $196.7M▼ -7%
Client mix
Pooled Investment Vehicles8

Operations

Employees (total)
4
Advisory staff (per ADV)
4
Advisory staff (5-yr trend)
'25'26
4 advisors → 4 advisors▬ 0%
Primary office
SANTA BARBARA CA
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based feesOther Compensation

Filings

Latest ADV filing
03/27/2026
ADV-W filed at
—
Website
connorcsb.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CONNOR, JOHN, TRACY
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
3
Control Persons
CONNOR, JOHN, TRACY
MCCANN, EMMETT, DRUMM
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
CONNORCSB.COM
Rdap Domain Creation Date
2015-07-14T16:11:35Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001743711
Edgar Registered
Yes
Edgar Filing Count
4
Edgar First Filing Date
2018-06-18
Edgar Last Filing Date
2020-11-06
Edgar Form D Count
4
Edgar Form D Offerings
2020-11-062020-11-06 · 0001315863-20-000915
2020-07-072020-07-07 · 0001315863-20-000584

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.5802
Soi Zip Pct 200k Plus
0.3934
Soi Zip Returns 200k Plus
1,790
Soi Zip Total AGI
3,473,545
Fdic Zip Total Deposits
24,710,271,000
Fdic Zip Branch Count
196
Fdic Zip Top Banks
Montecito Bank & Trust
Wells Fargo Bank, National Association

Compliance & brand

Firm Registration Status
active

All other collected signals (27)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan16
Interactive Brokers4
E*trade4
Edgar Addresses
Mailing
1236 COAST VILLAGE CIRCLESUITE GSANTA BARBARA, CA 93108
Business
1236 COAST VILLAGE CIRCLESUITE GSANTA BARBARA, CA 93108
Edgar EIN
000000000
Edgar Recent Filings
D2020-11-06 · 0001315863-20-000915
D2020-07-07 · 0001315863-20-000584
Fdic Zip Branches Raw
Santa Barbara Bank & TrustMontecito, CA
Santa Barbara Bank & TrustMontecito, CA
Fdic Zip HHI
1224.84
Fdic Zip Top Bank Share Pct
22.11
Fdic Zip Year
2025
Firm Has Custody
Yes
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-07-14T16:11:35Z
Rdap Domain Last Changed
2025-07-15T17:18:13Z
Rdap Nameservers
Ns71.domaincontrol.comNs72.domaincontrol.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI8,504
Returns790
Stub 2
AGI16,362
Returns440
Stub 3
AGI22,408
Returns360
Soi Zip Total Business Income
81,336
Soi Zip Total Cap Gains
1,009,559
Soi Zip Total Dividends
328,436
Soi Zip Total Returns
4,550
Top Owner CRD
2775594
Trust Company Affiliate
No

People (3)

3
CONNOR, JOHN, TRACY
Direct Owner · 62.5%
2775594
MCCANN, EMMETT, DRUMM
Direct Owner · 62.5%
2777963
RODGERS, JOHN, BARCLAY
Direct Owner · 7.5%
1973969