SourcingSourcing

TRANSPARENT WEALTH CONSULTING LLC

A70
CRD 283193·SEC 801-111906·NEW YORK, NY
AUM
$42.8M
$25M-$100M
Est. Revenue
$428K
@ 1% on AUM
Est. EBITDA
$128K
@ 30% margin
Est. Deal Value
$1.0M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
TRANSPARENT WEALTH CONSULTING LLC
CRD
283193
SEC file #
801-111906
EIN
—
DBA names
—

Economics

AUM
$42.8M
AUM band
$25M-$100M
AUM trajectory
'20'26
$35.3M → $42.8M▲ +21%
Client mix
Individuals Other108
Individuals High Net Worth9

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'20'26
1 advisors → 1 advisors▬ 0%
Primary office
NEW YORK NY
Branches
—

Custodian & Brokerage

Primary custodian
Charles Schwablow confidence
Services offered
Portfolio mgmt — individualsPension consulting
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/27/2025
ADV-W filed at
—
Website
tranparentwealthconsulting.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
KNAPP, COLLEEN, FITZPATRICK
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
KNAPP, COLLEEN, FITZPATRICK
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
TRANPARENTWEALTHCONSULTING.COM
Rdap Domain Creation Date
2022-04-12T19:47:16Z
Rdap Firm Age Years
4
Rdap Firm Age Band
<5y
Rdap Registrar
Name.com, Inc.

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (14)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Charles Schwab6
E*trade4
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2027-04-12T19:47:16Z
Rdap Domain Last Changed
2026-03-21T16:24:33Z
Rdap Nameservers
Ns1cmt.name.comNs2cqs.name.comNs3npv.name.comNs4lny.name.com
Rdap Secure Dns Enabled
No
Rdap Status
Client Transfer Prohibited
Top Owner CRD
847427
Trust Company Affiliate
No

People (1)

1
COLLEEN FITZPATRICK KNAPP
Direct Owner · 87.5%
847427