SourcingSourcing

HOLBROOK HOLDINGS, INC.

C20
CRD 283258·SEC 801-107682·ATLANTA, GA
AUM
$3.78B
$1B+
Est. Revenue
$37.8M
@ 1% on AUM
Est. EBITDA
$11.3M
@ 30% margin
Est. Deal Value
$90.7M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
HOLBROOK HOLDINGS, INC.
CRD
283258
SEC file #
801-107682
EIN
810873559
DBA names
—

Economics

AUM
$3.78B
AUM band
$1B+
AUM trajectory
'20'26
$31.4M → $3.78B▲ +11930%
Client mix
Investment Companies3

Operations

Employees (total)
14
Advisory staff (per ADV)
3
Advisory staff (5-yr trend)
'20'26
2 advisors → 3 advisors▲ +50%
Primary office
ATLANTA GA
Branches
—

Custodian & Brokerage

Primary custodian
E*Tradelow confidence
Services offered
Portfolio mgmt — investment companies
Fee basis
% of AUM

Filings

Latest ADV filing
02/24/2026
ADV-W filed at
—
Website
holbrookholdings.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
CARMACK, SCOTT, MCDOUGALL
Top Owner Pct
62.5
Top Owner Entity Kind
I
Owner Count
6
Control Persons
CARMACK, SCOTT, MCDOUGALL
BURNS, MICHAEL, GEORGE
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
HOLBROOKHOLDINGS.COM
Rdap Domain Creation Date
2015-12-16T22:40:03Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Cik
0001677327
Edgar Registered
Yes
Edgar Filing Count
1
Edgar First Filing Date
2016-06-17
Edgar Last Filing Date
2016-06-17
Edgar Form D Count
1
Edgar Form D Offerings
2016-06-172016-06-17 · 0001677327-16-000001

Compliance & brand

Firm Registration Status
active

All other collected signals (17)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
E*trade4
Edgar Addresses
Mailing
2670 NW LOVEJOY STREETPORTLAND, OR 97210
Business
2670 NW LOVEJOY STREETPORTLAND, OR 97210
Edgar EIN
810873559
Edgar Recent Filings
D2016-06-17 · 0001677327-16-000001
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2026-12-16T22:40:03Z
Rdap Domain Last Changed
2025-12-17T14:17:50Z
Rdap Nameservers
Ns12.wixdns.netNs13.wixdns.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Top Owner CRD
4445161
Trust Company Affiliate
No

People (6)

6
SCOTT MCDOUGALL CARMACK
Direct Owner · 62.5%
4445161
MICHAEL GEORGE BURNS
Direct Owner · 37.5%
6018136
BRIAN LEE ZECK
Direct Owner · 17.5%
4096973
BAKER, HESSEL, CALVIN
Direct Owner · 7.5%
7243673
BURNS, STEVEN, HENRY
Direct Owner · 7.5%
7243667
STROM, ERIC, ALLAN
Executive Officer · 2.5%
8038563