SourcingSourcing

MOUNTAIN PASS PLANNING CORPORATION

C39
CRD 283389·SEC 801-121541·HOPEWELL JUNCTION, NY
AUM
$74.9M
$25M-$100M
Est. Revenue
$749K
@ 1% on AUM
Est. EBITDA
$225K
@ 30% margin
Est. Deal Value
$1.8M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
MOUNTAIN PASS PLANNING CORPORATION
CRD
283389
SEC file #
801-121541
EIN
—
DBA names
Mountain Pass Planning

Economics

AUM
$74.9M
AUM band
$25M-$100M
AUM trajectory
'22'26
$32.1M → $74.9M▲ +133%
Client mix
Individuals Other95
Individuals High Net Worth34

Operations

Employees (total)
1
Advisory staff (per ADV)
1
Advisory staff (5-yr trend)
'22'26
1 advisors → 1 advisors▬ 0%
Primary office
HOPEWELL JUNCTION NY
Branches
—

Custodian & Brokerage

Primary custodian
Altruistlow confidence
Services offered
Financial planningPortfolio mgmt — individuals
Fee basis
% of AUMHourly chargesFixed fees

Filings

Latest ADV filing
03/03/2026
ADV-W filed at
—
Website
mountainpassplanning.com

Compliance

Disclosures (firm)
0
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
DEVICO, JAMES, JOHN
Top Owner Pct
87.5
Top Owner Entity Kind
I
Owner Count
1
Control Persons
DEVICO, JAMES, JOHN
Solo Advisor Indicator
Yes
Succession Risk Solo Owner
Yes
Is Parent Owned Subsidiary
No

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
ok
Rdap Domain
MOUNTAINPASSPLANNING.COM
Rdap Domain Creation Date
2015-07-23T02:22:53Z
Rdap Firm Age Years
11
Rdap Firm Age Band
10-20y
Rdap Registrar
GoDaddy.com, LLC

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Local market & wealth

Rank targets by how wealthy the local market is

Soi High Wealth Score
0.4169
Soi Zip Pct 200k Plus
0.1551
Soi Zip Returns 200k Plus
2080
Soi Zip Total AGI
1,588,051
Fdic Zip Total Deposits
13,257,095,000
Fdic Zip Branch Count
171
Fdic Zip Top Banks
Wells Fargo Bank, National Association
Manufacturers and Traders Trust Company

Compliance & brand

Firm Registration Status
active

All other collected signals (24)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
1
Bc Firm IAR Count
1
Custodian Candidates
Full
Altruist4
E*trade4
Fdic Zip Branches Raw
Mid-Hudson Savings Bank FSBHopewell Junction, NY
Marine Midland BankHopewell Junction, NY
Fdic Zip HHI
1133.88
Fdic Zip Top Bank Share Pct
24.44
Fdic Zip Year
2025
Firm Has Custody
No
Mailing Office Differs
No
Rdap Domain Expiration Date
2031-07-23T02:22:53Z
Rdap Domain Last Changed
2022-09-19T00:55:44Z
Rdap Nameservers
Ns-107.awsdns-13.comNs-1397.awsdns-46.orgNs-1756.awsdns-27.co.ukNs-839.awsdns-40.net
Rdap Secure Dns Enabled
No
Rdap Status
Client Delete ProhibitedClient Renew ProhibitedClient Transfer ProhibitedClient Update Prohibited
Soi Year
2022
Soi Zip Distribution
Stub 1
AGI32,231
Returns2,850
Stub 2
AGI72,340
Returns1,950
Stub 3
AGI102,717
Returns1,650
Soi Zip Total Business Income
44,882
Soi Zip Total Cap Gains
47,942
Soi Zip Total Dividends
26,088
Soi Zip Total Returns
13,410
Top Owner CRD
5405659
Trust Company Affiliate
No

People (1)

1
DEVICO, JAMES, JOHN
IAR · Direct Owner · 87.5%
5405659