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LION EQUITY INVESTMENT ADVISORS, LLC

C47
CRD 283404·SEC 801-128308·DENVER, CO
AUM
$173.5M
$100M-$500M
Est. Revenue
$1.7M
@ 1% on AUM
Est. EBITDA
$520K
@ 30% margin
Est. Deal Value
$4.2M
@ 8× EBITDA

Identity

Registrations & legal identity

Legal name
LION EQUITY INVESTMENT ADVISORS, LLC
CRD
283404
SEC file #
801-128308
EIN
—
DBA names
—

Economics

AUM
$173.5M
AUM band
$100M-$500M
AUM trajectory
'25'26
$199.8M → $173.5M▼ -13%
Client mix
Pooled Investment Vehicles3

Operations

Employees (total)
12
Advisory staff (per ADV)
12
Advisory staff (5-yr trend)
'25'26
11 advisors → 12 advisors▲ +9%
Primary office
DENVER CO
Branches
—

Custodian & Brokerage

Primary custodian
JPMorganlow confidence
Services offered
Portfolio mgmt — pooled vehicles
Fee basis
% of AUMPerformance-based fees

Filings

Latest ADV filing
03/11/2026
ADV-W filed at
—
Website
linkedin.com/company/lion-equity-partners(social)

Compliance

Disclosures (firm)
2
Trademark
—
Additional signalsExpand ▾

Ownership & succession ★

Who controls the firm + pre-computed succession flags

Top Owner Name
LION EQUITY PARTNERS, LLC
Top Owner Pct
87.5
Top Owner Entity Kind
DE
Owner Count
3
Control Persons
LION EQUITY PARTNERS, LLC
LEVITAS, E, JAMES
Solo Advisor Indicator
No
Succession Risk Solo Owner
No
Is Parent Owned Subsidiary
Yes

Availability / M&A ★

Already-acquired = skip; deal comps

Adv W Filed
No

Web presence ★

Stale website = winding down

Web Signal Quality
fallback_guess:lionequity.com

Retirement-plan book (Form 5500) ★

401(k)/plan business — cross-sell value

Retirement Plan Book
No

SEC EDGAR

Edgar Registered
No

Compliance & brand

Firm Registration Status
active

All other collected signals (8)

Everything else we've pulled for this record, not yet curated into a section.

Adv W Recently Filed
No
Bc Firm Active Bc Count
0
Bc Firm Active IA Count
0
Bc Firm IAR Count
0
Custodian Candidates
Full
Jpmorgan6
E*trade4
Firm Has Custody
Yes
Mailing Office Differs
No
Trust Company Affiliate
No

People (2)

2
E JAMES LEVITAS
Executive Officer · 2.5%
2382466
ARI J. SILVERMAN
Executive Officer · 2.5%
6629358